Dark
Light
System
Security
ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $56,448,755.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 115,183 13,277,000 23.52%
2 UBS Group AG 79,467 9,161,000 16.23%
3 JANE STREET GROUP, LLC 49,082 5,658,000 10.02%
4 ARROW FINANCIAL CORP 35,729 4,119,000 7.30%
5 MORGAN STANLEY 25,793 2,974,000 5.27%
6 WELLS FARGO & COMPANY/MN 21,566 2,486,000 4.40%
7 ALESCO ADVISORS LLC 17,395 2,005,000 3.55%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,822 1,593,000 2.82%
9 GREAT AMERICAN GROUP, INC. 12,144 1,400,000 2.48%
10 Private Advisor Group, LLC 9,196 1,060,000 1.88%
11 CAPRIN ASSET MANAGEMENT LLC /ADV 8,914 1,028,000 1.82%
12 Betterment LLC 8,613 993,000 1.76%
13 AMERIPRISE FINANCIAL INC 7,787 898,000 1.59%
14 AllSquare Wealth Management LLC 6,584 759,000 1.34%
15 CITIGROUP INC 6,123 706,000 1.25%
16 MSI Financial Services Inc 5,925 683,000 1.21%
17 BAILARD, INC. 5,640 650,000 1.15%
18 Raymond James Financial Services Advisors, Inc. 5,607 646,000 1.14%
19 LPL Financial LLC 5,495 634,000 1.12%
20 ENVESTNET ASSET MANAGEMENT INC 5,160 595,000 1.05%
21 Commonwealth Equity Services, Inc 4,758 548,000 0.97%
22 BlackRock Investment Management, LLC 4,680 540,000 0.96%
23 Eagle Ridge Investment Management 4,450 513,000 0.91%
24 North Star Investment Management Corp. 4,200 484,000 0.86%
25 Fort Point Capital Partners LLC 3,800 438,000 0.78%
26 STARFIRE INVESTMENT ADVISERS, INC. 3,480 401,174 0.71%
27 Virtu KCG Holdings LLC 3,114 359,000 0.64%
28 ROYAL BANK OF CANADA 2,934 339,000 0.60%
29 Silver Lake Advisory, LLC 2,137 246,000 0.44%
30 MISSION WEALTH MANAGEMENT, LLC 1,860 214,000 0.38%
31 WEALTHCARE CAPITAL MANAGEMENT LLC 1,565 180,000 0.32%
32 Chicago Partners Investment Group LLC 1,520 175,000 0.31%
33 THOMPSON SIEGEL & WALMSLEY LLC 1,350 156,000 0.28%
34 ROCKEFELLER FINANCIAL SERVICES INC 777 90,000 0.16%
35 BROWN BROTHERS HARRIMAN & CO 720 83,000 0.15%
36 Tortoise Investment Management, LLC 700 81,000 0.14%
37 Focused Wealth Management, Inc 672 77,000 0.14%
38 JPMORGAN CHASE & CO 490 56,000 0.10%
39 ADVISOR GROUP, INC. 474 54,000 0.10%
40 BALDWIN WEALTH PARTNERS LLC/MA 350 40,000 0.07%
41 Patten Group, Inc. 326 37,581 0.07%
42 IFP ADVISORS, INC 108 12,000 0.02%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.