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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0000919574-16-011029) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Certus Holdings, Inc. - Class B Non-Voting 197,658 0 0.00%
2 Colonial Bancgroup Inc. 6.375% Due 12/1/2015 3,952,000 0 0.00%
3 Certus Holdings, Inc. - Class A Voting 199,579 0 0.00%
4 Carroll Bancorp, Inc. 12,169 4 0.00%
5 SOUTHERN FIRST BANCSHARES IN 200 5 0.00%
6 AMES NATL CORP 700 17 0.00%
7 SELECT BANCORP INC NEW 5,900 48 0.01%
8 FC HOLDINGS INC 100,000 81 0.01%
9 FIRST LONG IS CORP 4,800 144 0.02%
10 CHEMUNG FINL CORP COM 6,600 182 0.02%
11 Hibernia Bancorp, Inc. 10,000 202 0.02%
12 MSB FINANCIAL CORP COM 17,100 214 0.02%
13 HANMI FINL CORP COM NEW 10,800 256 0.03%
14 FIRST CAPITAL BANCORP VA 51,100 284 0.03%
15 Minden Bancorp, Inc. 14,900 313 0.04%
16 EAGLE BANCORP MONT INC 25,700 318 0.04%
17 PACIFIC MERCANTILE BANCORP 48,100 343 0.04%
18 Jacksonville Bancorp, Inc. - Non-voting 19,318 362 0.04%
19 CITIZENS CMNTY BANCORP INC M 40,000 378 0.04%
20 Sutherland Asset Management Corporation - Reg D 35,400 381 0.04%
21 UNIVEST FINANCIAL CORPORATIO 19,600 409 0.05%
22 COMMUNITY TR BANCORP INC 13,800 482 0.06%
23 LCNB CORP COM 30,000 491 0.06%
24 COUNTY BANCORP INC 25,800 516 0.06%
25 SOUTHCOAST FINANCIAL CORP 33,700 528 0.06%
26 Northeast Community Bancorp, Inc. 75,000 534 0.06%
27 PULASKI FINL CORP COM 35,000 559 0.07%
28 HEARTLAND FINL USA INC 17,900 561 0.07%
29 BNCCORP 35,455 581 0.07%
30 Oak Valley Bancorp Oakdale C 56,100 583 0.07%
31 Sunnyside Bancorp, Inc. 50,900 585 0.07%
32 QNB Corp. 20,372 612 0.07%
33 West End Indiana Bancshares, Inc. 27,000 625 0.07%
34 FIRST NIAGARA FINL GP INC 60,000 651 0.08%
35 New Jersey Community Bank 125,000 656 0.08%
36 West Bancorporation Inc 33,300 658 0.08%
37 GUARANTY FED BANCSHARES INC 43,200 659 0.08%
38 Meetinghouse Bancorp, Inc. 47,500 736 0.09%
39 POPULAR INC COM NEW 26,550 752 0.09%
40 Sugar Creek Financial Corporation 65,000 787 0.09%
41 COMMUNITY BANKERS TR CORP 150,000 806 0.09%
42 HMN FINL INC 69,858 807 0.09%
43 EVERTEC INC COM 50,000 837 0.10%
44 New Bancorp, Inc. 65,000 845 0.10%
45 LPL FINL HLDGS INC 20,000 853 0.10%
46 First Intercontinental Bank 118,413 853 0.10%
47 UNITED SEC BANCSHARES FRESNO CALIFORNIA 161,598 865 0.10%
48 First South Bancorp 103,300 883 0.10%
49 The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019 226,819 903 0.11%
50 AMERICAN RESIDENTIAL PPTYS I 50,000 945 0.11%
Page 1 of 5
Restatement filing (0000919574-16-011587) filed in 2016.03.03
#
Name
Shares
Value ($)
%
Options
Notes
151 TCF FINL CORP 100,000 1,412 0.16%
152 PROVIDENT FINL HLDGS INC COM 70,000 1,322 0.15%
153 GEORGETOWN BANCORP INC MD 69,100 1,307 0.15%
154 Sunshine Financial Inc. 68,300 1,279 0.15%
155 LENNAR CORP 31,189 1,253 0.15%
156 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 110,000 1,235 0.14%
157 TRIUMPH BANCORP INC 74,047 1,222 0.14%
158 BANK COMM HLDGS 180,000 1,202 0.14%
159 AFFILIATED MANAGERS GROUP 7,500 1,198 0.14%
160 TWO RIV BANCORP COM 119,621 1,190 0.14%
161 WILLIS LEASE FINANCE CORP COM 57,700 1,160 0.14%
162 QCR HOLDINGS INC 47,700 1,159 0.14%
163 BRYN MAWR BK CORP 40,000 1,149 0.13%
164 STERLING BANCORP DEL COM 70,000 1,135 0.13%
165 STARWOOD WAYPOINT RESIDENTIAL 50,000 1,132 0.13%
166 ASSOCIATED BANC CORP 60,000 1,125 0.13%
167 SUNTRUST BKS INC 100,000 1,101 0.13%
168 FIRST BANCORP N C COM 55,000 1,031 0.12%
169 AMERICAN RESIDENTIAL PPTYS I 50,000 945 0.11%
170 The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019 226,819 903 0.11%
171 First South Bancorp 103,300 883 0.10%
172 UNITED SEC BANCSHARES FRESNO CALIFORNIA 161,598 865 0.10%
173 LPL FINL HLDGS INC 20,000 853 0.10%
174 First Intercontinental Bank 118,413 853 0.10%
175 New Bancorp, Inc. 65,000 845 0.10%
176 EVERTEC INC COM 50,000 837 0.10%
177 HMN FINL INC 69,858 807 0.09%
178 COMMUNITY BANKERS TR CORP 150,000 806 0.09%
179 Sugar Creek Financial Corporation 65,000 787 0.09%
180 POPULAR INC COM NEW 26,550 752 0.09%
181 Meetinghouse Bancorp, Inc. 47,500 736 0.09%
182 GUARANTY FED BANCSHARES INC 43,200 659 0.08%
183 West Bancorporation Inc 33,300 658 0.08%
184 New Jersey Community Bank 125,000 656 0.08%
185 FIRST NIAGARA FINL GP INC 60,000 651 0.08%
186 West End Indiana Bancshares, Inc. 27,000 625 0.07%
187 QNB Corp. 20,372 612 0.07%
188 Sunnyside Bancorp, Inc. 50,900 585 0.07%
189 Oak Valley Bancorp Oakdale C 56,100 583 0.07%
190 BNCCORP 35,455 581 0.07%
191 HEARTLAND FINL USA INC 17,900 561 0.07%
192 PULASKI FINL CORP COM 35,000 559 0.07%
193 Northeast Community Bancorp, Inc. 75,000 534 0.06%
194 SOUTHCOAST FINANCIAL CORP 33,700 528 0.06%
195 COUNTY BANCORP INC 25,800 516 0.06%
196 LCNB CORP COM 30,000 491 0.06%
197 COMMUNITY TR BANCORP INC 13,800 482 0.06%
198 UNIVEST FINANCIAL CORPORATIO 19,600 409 0.05%
199 Sutherland Asset Management Corporation - Reg D 35,400 381 0.04%
200 CITIZENS CMNTY BANCORP INC M 40,000 378 0.04%
Page 4 of 5