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SOUTHCOAST FINANCIAL CORP
SOUTHCOAST FINANCIAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 27 Institutional holders with a total value of $43,585,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CONTEXT BH CAPITAL MANAGEMENT, LP 624,504 9,780,000 22.44%
2 Curi Capital, LLC 500,474 7,837,000 17.98%
3 CHICAGO CAPITAL MANAGEMENT, LLC 342,694 5,367,000 12.31%
4 BANC FUNDS CO LLC 335,960 5,261,000 12.07%
5 VANGUARD GROUP INC 275,054 4,277,000 9.81%
6 DIMENSIONAL FUND ADVISORS LP 234,280 3,643,000 8.36%
7 MENDON CAPITAL ADVISORS CORP 126,541 1,948,000 4.47%
8 RENAISSANCE TECHNOLOGIES LLC 112,772 1,766,000 4.05%
9 SALZHAUER MICHAEL 36,000 564,000 1.29%
10 MALTESE CAPITAL MANAGEMENT LLC 33,700 528,000 1.21%
11 PRELUDE CAPITAL MANAGEMENT, LLC 28,665 449,000 1.03%
12 RAYMOND JAMES & ASSOCIATES 18,770 294,000 0.67%
13 DEUTSCHE BANK AG\ 17,111 267,000 0.61%
14 Yakira Capital Management, Inc. 16,900 265,000 0.61% SH
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,992 264,000 0.61%
16 BLB&B Advisors, LLC 14,165 222,000 0.51%
17 COURIER CAPITAL LLC 13,149 206,000 0.47%
18 WELLINGTON MANAGEMENT GROUP LLP 12,917 201,000 0.46%
19 GEODE CAPITAL MANAGEMENT, LLC 12,308 191,000 0.44%
20 BlackRock Fund Advisors 8,989 141,000 0.32%
21 WELLS FARGO & COMPANY/MN 2,456 38,000 0.09%
22 UBS Group AG 1,593 25,000 0.06%
23 BlackRock Investment Management, LLC 1,052 16,000 0.04%
24 Tower Research Capital LLC (TRC) 813 13,000 0.03%
25 MORGAN STANLEY 736 11,000 0.03%
26 BANK OF AMERICA CORP /DE/ 527 8,000 0.02%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 176 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.