Dark
Light
System
Security
West Bancorporation Inc
West Bancorporation Inc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 57 Institutional holders with a total value of $80,630,665.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 645,548 12,750,000 15.81%
2 VANGUARD GROUP INC 562,713 11,114,000 13.78%
3 BlackRock Fund Advisors 416,895 8,234,000 10.21%
4 JPMORGAN CHASE & CO 253,756 5,012,000 6.22%
5 STATE STREET CORP 245,692 4,852,000 6.02%
6 BANC FUNDS CO LLC 242,578 4,791,000 5.94%
7 RENAISSANCE TECHNOLOGIES LLC 191,100 3,774,000 4.68%
8 NORTHERN TRUST CORP 176,020 3,476,000 4.31%
9 BlackRock Institutional Trust Company, N.A. 159,675 3,154,000 3.91%
10 GEODE CAPITAL MANAGEMENT, LLC 146,011 2,883,000 3.58%
11 LSV ASSET MANAGEMENT 120,673 2,383,000 2.96%
12 Bank of New York Mellon Corp 87,428 1,726,000 2.14%
13 Invesco Ltd. 64,291 1,269,000 1.57%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 62,320 1,231,000 1.53%
15 BlackRock Investment Management, LLC 61,553 1,216,000 1.51%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 55,294 1,092,000 1.35%
17 PRUDENTIAL FINANCIAL INC 53,900 1,065,000 1.32%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 44,100 871,000 1.08%
19 MALTESE CAPITAL MANAGEMENT LLC 33,300 658,000 0.82%
20 DEUTSCHE BANK AG\ 32,649 643,000 0.80%
21 PANAGORA ASSET MANAGEMENT INC 32,266 637,000 0.79%
22 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 29,693 586,000 0.73%
23 Ativo Capital Management LLC 27,924 552,000 0.68% SH
24 Nationwide Fund Advisors 26,430 522,000 0.65%
25 RHUMBLINE ADVISERS 23,176 458,000 0.57%
26 TEACHERS ADVISORS, LLC 22,255 440,000 0.55%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 20,800 411,000 0.51%
28 MORGAN STANLEY 19,645 389,000 0.48%
29 Iowa State Bank 18,163 359,000 0.45%
30 PRICE T ROWE ASSOCIATES INC /MD/ 17,740 350,000 0.43%
31 MILLENNIUM MANAGEMENT LLC 17,545 347,000 0.43%
32 WEDGE CAPITAL MANAGEMENT L L P/NC 16,025 316,000 0.39%
33 NEW YORK STATE COMMON RETIREMENT FUND 14,600 288,000 0.36%
34 Spark Investment Management LLC 14,300 282,000 0.35%
35 BlackRock Group LTD 13,208 261,000 0.32%
36 SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI 12,600 249,000 0.31%
37 METROPOLITAN LIFE INSURANCE CO/NY 11,333 224,000 0.28%
38 UBS Group AG 11,229 222,000 0.28%
39 AMERICAN INTERNATIONAL GROUP, INC. 9,393 186,000 0.23%
40 BANK OF AMERICA CORP /DE/ 8,543 169,000 0.21%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,187 162,000 0.20%
42 ROYAL BANK OF CANADA 7,835 155,000 0.19%
43 BLACKROCK ADVISORS LLC 7,332 145,000 0.18%
44 FIRST QUADRANT LLC/CA 6,900 136,000 0.17%
45 CITIGROUP INC 6,686 132,000 0.16%
46 US BANCORP \DE\ 5,475 108,000 0.13%
47 WELLS FARGO & COMPANY/MN 4,421 87,000 0.11%
48 Tower Research Capital LLC (TRC) 4,353 86,000 0.11%
49 Legal & General Group Plc 3,103 64,000 0.08%
50 Brandywine Global Investment Management, LLC 1,800 36,000 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.