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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
51 STONEGATE MTG CORP 322,600 1,926 0.17%
52 UNITED SEC BANCSHARES FRESNO CALIFORNIA 250,097 1,938 0.17%
53 Hennessy Advisors Inc 62,804 1,994 0.18%
54 VALLEY NATL BANCORP 175,000 2,037 0.18%
55 Central Federal Bancshares, Inc. 165,500 2,102 0.19%
56 WSFS FINL 83,275 2,115 0.19%
57 AVIDBANK HOLDINGS 120,353 2,160 0.19%
58 INDEPENDENT BK GROUP INC 35,000 2,184 0.20%
59 HMN FINL INC 124,800 2,184 0.20%
60 ASSOCIATED BANC CORP 89,800 2,218 0.20%
61 Pilgrim Bancshares Inc 153,900 2,247 0.20%
62 Sutherland Asset Management Corp 167,116 2,248 0.20%
63 GUARANTY FED BANCSHARES INC 107,600 2,279 0.21%
64 Franklin Finl Network Inc 55,000 2,302 0.21%
65 TWO RIV BANCORP COM 156,437 2,334 0.21%
66 ANNALY CAP MGMT INC 250,000 2,493 0.22%
67 AJS Bancorp, Inc. 169,100 2,570 0.23%
68 AIR LEASE CORP 75,000 2,575 0.23%
69 PEOPLES BANCORP N C INC 105,000 2,632 0.24%
70 TERRITORIAL BANCORP INC COM 81,981 2,692 0.24%
71 MB Bancorp, Inc. 188,500 2,771 0.25%
72 UNITED BANKSHARES INC WEST VA COM 60,000 2,775 0.25%
73 HAMILTON BANCORP INC MD 200,000 2,850 0.26%
74 Community West Bancshares 308,500 2,851 0.26%
75 CITIZENS FINL GROUP INC 82,300 2,932 0.26%
76 BANK COMM HLDGS 310,000 2,945 0.27%
77 BANK OF NT BUTTERFIELD&SON L 95,000 2,987 0.27%
78 OTTAWA BANCORP INC COM 237,785 3,027 0.27%
79 First American International Corp. 168,880 3,048 0.27%
80 EQUITABLE FINANCIAL CORP 308,629 3,055 0.28%
81 TRIUMPH BANCORP INC 117,068 3,061 0.28%
82 PB BANCORP INC 323,431 3,202 0.29%
83 PACIFIC MERCANTILE BANCORP 445,000 3,249 0.29%
84 BANK OF THE ST JAMES FINL 217,800 3,304 0.30%
85 CAMDEN NATL CORP 76,200 3,387 0.30%
86 EVERCORE PARTNERS INC 50,000 3,435 0.31%
87 DCB Financial 185,267 3,437 0.31%
88 MELROSE BANCORP INC 194,240 3,487 0.31%
89 Bay Banks of Virginia, Inc. 469,700 3,570 0.32%
90 PATHFINDER BANCORP INC MD 266,056 3,589 0.32%
91 HMN FINL INC 277,778 3,597 0.32%
92 BRYN MAWR BK CORP 86,425 3,643 0.33%
93 TORONTO DOMINION BK ONT 74,500 3,676 0.33%
94 WESTERN NEW ENG BANCORP INC 411,102 3,844 0.35%
95 Southern Missouri Bancorp Inc 109,200 3,863 0.35%
96 Polonia Bancorp, Inc. 317,400 3,928 0.35%
97 PRICE T ROWE GROUP INC 52,900 3,981 0.36%
98 HUNTINGTON BANCSHARES INC 306,600 4,053 0.36%
99 WESTERN ALLIANCE BANCORP 83,900 4,087 0.37%
100 COMMUNITY TR BANCORP INC 89,400 4,434 0.40%
Page 2 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 350,000 78,236 7.04% Put
2 EAGLE BANCORP INC MD 548,400 33,425 3.01%
3 CITIGROUPINC 499,600 29,691 2.67%
4 INDEPENDENT BK CORP MICH 922,500 20,018 1.80%
5 SEACOAST BKG CORP FLA 885,000 19,523 1.76%
6 ZIONS BANCORPORATION 443,900 19,105 1.72%
7 AMERIS BANCORP 430,000 18,748 1.69%
8 State Bank Financial Corporati 665,000 17,862 1.61%
9 Century Bancorp Inc Mass 281,040 16,862 1.52%
10 KEYCORP 910,000 16,626 1.50%
11 US BANCORP DEL 315,000 16,182 1.46%
12 UNITED CMNTY BKS BLAIRSVLE GA COM 540,000 15,995 1.44%
13 PNC FINL SVCS GROUP INC 135,000 15,790 1.42%
14 QCR HOLDINGS INC 338,300 14,648 1.32%
15 Sun Bancorp Inc/NJ 555,100 14,433 1.30%
16 SUNTRUST BKS INC 260,600 14,294 1.29%
17 BANCORPSOUTH INC 455,000 14,128 1.27%
18 CENTERSTATE BANKS COMMON STK USD0.01 560,800 14,115 1.27%
19 IBERIABANK CORP COM 159,600 13,367 1.20%
20 PREFERRED BK LOS ANGELES CA 254,500 13,341 1.20%
21 BANK AMER CORP 600,000 13,260 1.19%
22 ZIONS BANCORPORATION 1,524,700 13,189 1.19%
23 SI FINANCIAL GROUP INC 841,737 12,963 1.17%
24 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 770,000 12,744 1.15%
25 STONEGATE BANK 304,700 12,715 1.14%
26 MORGAN STANLEY 293,300 12,392 1.11%
27 SVB FINANCIAL GROUP 70,000 12,016 1.08%
28 BANNER CORP COM NEW 206,700 11,536 1.04%
29 AFFILIATED MANAGERS GROUP 79,200 11,508 1.04%
30 COMERICA INC 164,200 11,184 1.01%
31 UNITED FINL BANCORP INC NEW COM 592,108 10,753 0.97%
32 OLD SECOND BANCORP INC ILL 949,943 10,497 0.94%
33 AMERICAN RIVER BANKSHARES COM 654,400 9,888 0.89%
34 PRIVATEBANCORP INC 175,000 9,483 0.85%
35 RIVERVIEW BANCORP INC 1,329,200 9,304 0.84%
36 MAINSOURCE FINANCIAL GP INC 268,397 9,233 0.83%
37 EVANS BANCORP INC 292,600 9,232 0.83%
38 GOLDMAN SACHS GROUP INC 37,100 8,884 0.80%
39 SCHWAB CHARLES CORP 224,500 8,861 0.80%
40 CULLEN FROST BANKERS INC 100,000 8,823 0.79%
41 LAKELAND BANCORP INC COM 439,000 8,561 0.77%
42 NMI HLDGS INC CL A 784,492 8,355 0.75%
43 JPMORGAN CHASE & CO 94,700 8,172 0.74%
44 UNITED CMNTY FINL CORP OHIO 893,614 7,989 0.72%
45 First Bancshares Inc/The 281,690 7,746 0.70%
46 CNB FINANCIAL CORP (PA) COM 288,000 7,701 0.69%
47 HomeTrust Bancshares, Inc. 297,291 7,700 0.69%
48 CODORUS VY BANCORP INC 263,629 7,540 0.68%
49 INVESTAR HLDG CORP 403,222 7,520 0.68%
50 WINTRUST FINL CORP COM 100,000 7,257 0.65%
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