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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 58 Institutional holders with a total value of $81,990,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 1,811,486 12,680,000 15.47%
2 WELLINGTON MANAGEMENT GROUP LLP 1,474,525 10,322,000 12.59%
3 MALTESE CAPITAL MANAGEMENT LLC 1,329,200 9,304,000 11.35%
4 DIMENSIONAL FUND ADVISORS LP 1,176,688 8,237,000 10.05%
5 DEPRINCE RACE & ZOLLO INC 956,752 6,697,000 8.17%
6 PL Capital Advisors, LLC 715,630 5,009,000 6.11%
7 Elizabeth Park Capital Advisors, Ltd. 667,045 4,669,000 5.69%
8 BANC FUNDS CO LLC 541,574 3,791,000 4.62%
9 ALLIANCEBERNSTEIN L.P. 468,203 3,277,000 4.00%
10 CONTINENTAL ADVISORS LLC 306,532 2,146,000 2.62%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 297,484 2,082,000 2.54%
12 JACOBS ASSET MANAGEMENT, LLC 279,717 1,958,000 2.39%
13 VANGUARD GROUP INC 237,606 1,663,000 2.03%
14 MORGAN STANLEY 137,755 963,000 1.17%
15 Municipal Employees' Retirement System of Michigan 103,820 727,000 0.89%
16 BlackRock Institutional Trust Company, N.A. 98,902 692,000 0.84%
17 RENAISSANCE TECHNOLOGIES LLC 96,300 674,000 0.82%
18 DEUTSCHE BANK AG\ 82,505 577,000 0.70%
19 BlackRock Fund Advisors 73,389 514,000 0.63%
20 STIFEL FINANCIAL CORP 71,946 503,000 0.61%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 485,000 0.59%
22 GEODE CAPITAL MANAGEMENT, LLC 52,549 367,000 0.45%
23 WEDGE CAPITAL MANAGEMENT L L P/NC 51,300 359,000 0.44%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,145 351,000 0.43%
25 ACADIAN ASSET MANAGEMENT LLC 49,793 348,000 0.42%
26 Cambridge Investment Research Advisors, Inc. 40,431 283,000 0.35%
27 MAI Capital Management 36,815 258,000 0.31%
28 NORTHERN TRUST CORP 35,950 251,000 0.31%
29 LPL Financial LLC 30,407 219,000 0.27%
30 WEDBUSH SECURITIES INC 29,000 203,000 0.25%
31 Spark Investment Management LLC 28,800 201,000 0.25%
32 EAGLE GLOBAL ADVISORS LLC 28,281 198,000 0.24%
33 CONTEXT BH CAPITAL MANAGEMENT, LP 27,015 189,000 0.23%
34 ACROSPIRE INVESTMENT MANAGEMENT LLC 24,235 170,000 0.21%
35 BADGLEY PHELPS & BELL INC 24,000 168,000 0.20%
36 Bank of New York Mellon Corp 23,834 167,000 0.20%
37 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 22,444 157,000 0.19%
38 Freestone Capital Holdings, LLC 20,999 147,000 0.18%
39 JPMORGAN CHASE & CO 20,258 142,000 0.17%
40 FineMark National Bank & Trust 14,992 105,000 0.13%
41 GOLDMAN SACHS GROUP INC 14,738 103,000 0.13%
42 Janney Montgomery Scott LLC 12,500 88,000 0.11%
43 A.R.T. Advisors, LLC 11,794 82,000 0.10%
44 STATE STREET CORP 11,435 80,000 0.10%
45 Creative Planning 11,185 78,000 0.10%
46 UBS Group AG 11,034 77,000 0.09%
47 Nationwide Fund Advisors 5,811 41,000 0.05%
48 BLACKROCK ADVISORS LLC 5,394 38,000 0.05%
49 BANK OF MONTREAL /CAN/ 5,000 30,000 0.04%
50 Segantii Capital Management Ltd 3,900 28,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.