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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
51 MUTUALFIRST FINL INC 218,100 7,219 0.65%
52 CARDINAL FINANCIAL CORP 220,000 7,214 0.65%
53 M & T BK CORP 90,000 7,155 0.64%
54 HILLTOP HOLDINGS INC 239,800 7,146 0.64%
55 INVESCO LTD 235,000 7,130 0.64%
56 XENITH BANKSHARES INC NEW COM NEW 252,100 7,109 0.64%
57 CIVISTA BANCSHARES INC 115,000 7,050 0.63%
58 Guaranty Bancorp 286,461 6,932 0.62%
59 LENNAR CORP 198,928 6,863 0.62%
60 Coastway Bancorp Inc 430,000 6,730 0.61%
61 REGIONS FINANCIAL CORP NEW 465,000 6,677 0.60%
62 ESSA BANCORP INC 415,600 6,533 0.59%
63 UNIVEST FINANCIAL CORPORATIO 211,100 6,523 0.59%
64 COMMUNITY BANKERS TR CORP 882,100 6,395 0.58%
65 WOLVERINE BANCORP INC 200,000 6,320 0.57%
66 FNB CORP PA 353,300 5,663 0.51%
67 VERITEX HLDGS INC 210,000 5,609 0.50%
68 SPDR SER TR 100,000 5,558 0.50% Put
69 PROSPERITY BANCSHARES INC 77,200 5,541 0.50%
70 Northrim BanCorp Inc 175,200 5,536 0.50%
71 FIRST CMNTY CORP S C 302,571 5,461 0.49%
72 Standard AVB Financial Corp. 211,500 5,330 0.48%
73 EQUITY BANCSHARES INC 165,000 5,273 0.47%
74 WASHINGTONFIRST BANKSHARES I 178,250 5,167 0.47%
75 FIRST MIDWEST BANCORP DEL COM 204,800 5,167 0.47%
76 SYNOVUS FINL CORP 125,000 5,135 0.46%
77 POAGE BANKSHARES INC 270,505 5,085 0.46%
78 FNB CORP PA 386,888 4,979 0.45%
79 UNITED CMNTY BANCORP IND 296,886 4,958 0.45%
80 FIRST HORIZON CORPORATION COM 245,000 4,902 0.44%
81 TRI POINTE HOMES INC COM 423,500 4,862 0.44%
82 HOPE BANCORP INC 220,000 4,816 0.43%
83 IF BANCORP INC 255,000 4,718 0.42%
84 TD AMERITRADE HLDG CORP 107,600 4,691 0.42%
85 WSFS FINL CORPORATION 100,000 4,635 0.42%
86 E TRADE FINANCIAL CORP 132,200 4,581 0.41%
87 COMMUNITY TR BANCORP INC 89,400 4,434 0.40%
88 WESTERN ALLIANCE BANCORP 83,900 4,087 0.37%
89 HUNTINGTON BANCSHARES INC 306,600 4,053 0.36%
90 PRICE T ROWE GROUP INC 52,900 3,981 0.36%
91 Polonia Bancorp, Inc. 317,400 3,928 0.35%
92 Southern Missouri Bancorp Inc 109,200 3,863 0.35%
93 WESTERN NEW ENG BANCORP INC 411,102 3,844 0.35%
94 TORONTO DOMINION BK ONT 74,500 3,676 0.33%
95 BRYN MAWR BK CORP 86,425 3,643 0.33%
96 HMN FINL INC 277,778 3,597 0.32%
97 PATHFINDER BANCORP INC MD 266,056 3,589 0.32%
98 Bay Banks of Virginia, Inc. 469,700 3,570 0.32%
99 MELROSE BANCORP INC 194,240 3,487 0.31%
100 DCB Financial 185,267 3,437 0.31%
Page 2 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 350,000 78,236 7.04% Put
2 EAGLE BANCORP INC MD 548,400 33,425 3.01%
3 CITIGROUP INC 499,600 29,691 2.67%
4 INDEPENDENT BK CORP MICH 922,500 20,018 1.80%
5 SEACOAST BKG CORP FLA COM NEW 885,000 19,523 1.76%
6 ZIONS BANCORPORATION 443,900 19,105 1.72%
7 AMERIS BANCORP 430,000 18,748 1.69%
8 State Bank Financial Corporati 665,000 17,862 1.61%
9 Century Bancorp Inc Mass 281,040 16,862 1.52%
10 KEYCORP NEW 910,000 16,626 1.50%
11 US BANCORP DEL 315,000 16,182 1.46%
12 UNITED CMNTY BKS BLAIRSVLE GA COM 540,000 15,995 1.44%
13 PNC FINL SVCS GROUP INC 135,000 15,790 1.42%
14 QCR HOLDINGS INC 338,300 14,648 1.32%
15 SUN BANCORP INC COM NEW 555,100 14,433 1.30%
16 SUNTRUST BKS INC 260,600 14,294 1.29%
17 BANCORPSOUTH INC 455,000 14,128 1.27%
18 CENTERSTATE BANKS INC 560,800 14,115 1.27%
19 IBERIABANK CORP COM 159,600 13,367 1.20%
20 PREFERRED BK LOS ANGELES CA 254,500 13,341 1.20%
21 BANK AMER CORP 600,000 13,260 1.19%
22 ZIONS BANCORPORATION 1,524,700 13,189 1.19%
23 SI FINANCIAL GROUP INC 841,737 12,963 1.17%
24 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 770,000 12,744 1.15%
25 STONEGATE BANK 304,700 12,715 1.14%
26 MORGAN STANLEY 293,300 12,392 1.11%
27 SVB FINL GROUP 70,000 12,016 1.08%
28 BANNER CORP COM NEW 206,700 11,536 1.04%
29 AFFILIATED MANAGERS GROUP 79,200 11,508 1.04%
30 COMERICA INC 164,200 11,184 1.01%
31 UNITED FINL BANCORP INC NEW COM 592,108 10,753 0.97%
32 OLD SECOND BANCORP INC ILL 949,943 10,497 0.94%
33 AMERICAN RIVER BANKSHARES COM 654,400 9,888 0.89%
34 PRIVATEBANCORP INC 175,000 9,483 0.85%
35 RIVERVIEW BANCORP INC 1,329,200 9,304 0.84%
36 MAINSOURCE FINANCIAL GP INC 268,397 9,233 0.83%
37 EVANS BANCORP INC 292,600 9,232 0.83%
38 GOLDMAN SACHS GROUP INC 37,100 8,884 0.80%
39 SCHWAB CHARLES CORP 224,500 8,861 0.80%
40 CULLEN FROST BANKERS INC 100,000 8,823 0.79%
41 LAKELAND BANCORP INC COM 439,000 8,561 0.77%
42 NMI HLDGS INC CL A 784,492 8,355 0.75%
43 JPMORGAN CHASE & CO 94,700 8,172 0.74%
44 UNITED CMNTY FINL CORP OHIO COM 893,614 7,989 0.72%
45 First Bancshares Inc/The 281,690 7,746 0.70%
46 CNB FINANCIAL CORP (PA) COM 288,000 7,701 0.69%
47 HOMETRUST BANCSHARES INC 297,291 7,700 0.69%
48 CODORUS VY BANCORP INC 263,629 7,540 0.68%
49 INVESTAR HLDG CORP 403,222 7,520 0.68%
50 WINTRUST FINL CORP COM 100,000 7,257 0.65%
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