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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CARROLL BANCORP INC 12,169 0 0.00%
2 Community Bank Of Santa Maria 550 5 0.00%
3 CITIZENS HLDG CO MISS 2,800 72 0.01%
4 NICOLET BANKSHARES INC 1,700 81 0.01%
5 Paragon Commercial Corp 2,902 127 0.01%
6 Tri City Bankshares Corporation 10,435 200 0.02%
7 AMERICAN BUSINESS BK LA CALI 6,000 210 0.02%
8 SUNTRUST BKS INC 10,000 212 0.02%
9 HERITAGE COMMERCE CORP 21,257 307 0.03%
10 Hibernia Bancorp, Inc. 15,000 319 0.03%
11 Minden Bancorp, Inc. 14,900 339 0.03%
12 Carolina Alliance Bank 34,439 420 0.04%
13 Four Oaks Fincorp, Inc. 160,500 425 0.04%
14 FIRST CTZNS BANCSHARES INC N 1,200 426 0.04%
15 Silvercrest Asset Management G 33,434 440 0.04%
16 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
17 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
18 SUNSHINE BANCORP INC 30,000 514 0.05%
19 Plumas Bancorp 27,323 519 0.05%
20 HERITAGE OAKS BANCORP COM 47,000 580 0.05%
21 New Jersey Community Bank 160,488 586 0.05%
22 LEGG MASON INC 20,000 598 0.05%
23 WILLIS LEASE FINANCE CORP COM 25,000 640 0.06%
24 BANCORP 34 INC 60,000 755 0.07%
25 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
26 West End Indiana Bancshares, Inc. 22,800 775 0.07%
27 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
28 FIDELITY NATIONAL FINANCIAL 24,800 842 0.08%
29 Sunnyside Bancorp, Inc. 64,871 863 0.08%
30 New Bancorp, Inc. 66,200 880 0.08%
31 JPMorgan Chase & Co. Warrants Exp 10/28/18 20,000 885 0.08%
32 First Intercontinental Bank 131,439 954 0.09%
33 FSB BANCORP INC 71,541 1,016 0.09%
34 FIRST DEFIANCE FINL CORP 20,188 1,024 0.09%
35 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
36 MIDDLEBURG FINANCIAL CORP 30,000 1,043 0.09%
37 Sugar Creek Financial Corporation 83,575 1,095 0.10%
38 SB FINL GROUP INC 80,000 1,134 0.10%
39 SHORE BANCSHARES INC COM 76,200 1,162 0.10%
40 HOME BANCORP INC 32,985 1,274 0.11%
41 Sunshine Financial Inc. 66,000 1,287 0.12%
42 OM ASSET MGMT PLC SHS 89,400 1,296 0.12%
43 VISA INC 17,500 1,365 0.12%
44 First South Bancorp 118,271 1,413 0.13%
45 LEGACY TEX FINL GROUP INC 34,800 1,498 0.13%
46 QNB Corp. 45,927 1,644 0.15%
47 COMERICA INC 25,000 1,703 0.15% Call
48 Enterprise Finl Svcs Corp 39,900 1,716 0.15%
49 EAST WEST BANCORP INC 35,000 1,779 0.16%
50 JACKSONVILLE BANCORP INC MD 63,769 1,913 0.17%
Page 1 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
101 EVERCORE PARTNERS INC 50,000 3,435 0.31%
102 CAMDEN NATL CORP 76,200 3,387 0.30%
103 BANK OF THE ST JAMES FINL 217,800 3,304 0.30%
104 PACIFIC MERCANTILE BANCORP 445,000 3,249 0.29%
105 PB BANCORP INC 323,431 3,202 0.29%
106 TRIUMPH BANCORP INC 117,068 3,061 0.28%
107 EQUITABLE FINANCIAL CORP 308,629 3,055 0.27%
108 First American International Corp. 168,880 3,048 0.27%
109 OTTAWA BANCORP INC COM 237,785 3,027 0.27%
110 BANK OF NT BUTTERFIELD&SON L 95,000 2,987 0.27%
111 BANK COMM HLDGS 310,000 2,945 0.26%
112 CITIZENS FINL GROUP INC 82,300 2,932 0.26%
113 Community West Bancshares 308,500 2,851 0.26%
114 HAMILTON BANCORP INC MD 200,000 2,850 0.26%
115 UNITED BANKSHARES INC WEST VA COM 60,000 2,775 0.25%
116 MB Bancorp, Inc. 188,500 2,771 0.25%
117 TERRITORIAL BANCORP INC COM 81,981 2,692 0.24%
118 PEOPLES BANCORP N C INC 105,000 2,632 0.24%
119 AIR LEASE CORP 75,000 2,575 0.23%
120 AJS Bancorp, Inc. 169,100 2,570 0.23%
121 ANNALY CAP MGMT INC 250,000 2,493 0.22%
122 TWO RIV BANCORP COM 156,437 2,334 0.21%
123 Franklin Finl Network Inc 55,000 2,302 0.21%
124 GUARANTY FED BANCSHARES INC 107,600 2,279 0.21%
125 Sutherland Asset Management Corp 167,116 2,248 0.20%
126 Pilgrim Bancshares Inc 153,900 2,247 0.20%
127 ASSOCIATED BANC CORP 89,800 2,218 0.20%
128 INDEPENDENT BK GROUP INC 35,000 2,184 0.20%
129 HMN FINL INC 124,800 2,184 0.20%
130 AVIDBANK HOLDINGS 120,353 2,160 0.19%
131 WSFS FINL 83,275 2,115 0.19%
132 Central Federal Bancshares, Inc. 165,500 2,102 0.19%
133 VALLEY NATL BANCORP 175,000 2,037 0.18%
134 Hennessy Advisors Inc 62,804 1,994 0.18%
135 UNITED SEC BANCSHARES FRESNO CALIFORNIA 250,097 1,938 0.17%
136 STONEGATE MTG CORP 322,600 1,926 0.17%
137 JACKSONVILLE BANCORP INC MD 63,769 1,913 0.17%
138 EAST WEST BANCORP INC 35,000 1,779 0.16%
139 Enterprise Finl Svcs Corp 39,900 1,716 0.15%
140 COMERICA INC 25,000 1,703 0.15% Call
141 QNB Corp. 45,927 1,644 0.15%
142 LEGACY TEX FINL GROUP INC 34,800 1,498 0.13%
143 First South Bancorp 118,271 1,413 0.13%
144 VISA INC 17,500 1,365 0.12%
145 OM ASSET MGMT PLC SHS 89,400 1,296 0.12%
146 Sunshine Financial Inc. 66,000 1,287 0.12%
147 HOME BANCORP INC 32,985 1,274 0.11%
148 SHORE BANCSHARES INC COM 76,200 1,162 0.10%
149 SB FINL GROUP INC 80,000 1,134 0.10%
150 Sugar Creek Financial Corporation 83,575 1,095 0.10%
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