Dark
Light
System
Security
Heritage Commerce Corp
Heritage Commerce Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 105 Institutional holders with a total value of $374,249,111.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 3,207,601 46,286,000 12.37%
2 WELLINGTON MANAGEMENT GROUP LLP 3,010,759 43,445,000 11.61%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,780,613 25,694,000 6.87%
4 BlackRock Institutional Trust Company, N.A. 1,658,811 23,937,000 6.40%
5 BANC FUNDS CO LLC 1,403,708 20,256,000 5.41%
6 VANGUARD GROUP INC 1,337,904 19,306,000 5.16%
7 DIMENSIONAL FUND ADVISORS LP 1,337,366 19,298,000 5.16%
8 BlackRock Fund Advisors 852,535 12,302,000 3.29%
9 WESTWOOD HOLDINGS GROUP INC 738,698 10,660,000 2.85%
10 Zweig-DiMenna Associates LLC 702,006 10,130,000 2.71%
11 RENAISSANCE TECHNOLOGIES LLC 681,000 9,827,000 2.63%
12 Penn Capital Management Company, LLC 538,113 7,765,000 2.07%
13 Phocas Financial Corp. 536,866 7,747,000 2.07% SH
14 KENNEDY CAPITAL MANAGEMENT LLC 426,307 6,152,000 1.64%
15 Elizabeth Park Capital Advisors, Ltd. 415,166 5,991,000 1.60%
16 TWO SIGMA INVESTMENTS, LP 408,287 5,892,000 1.57%
17 STATE STREET CORP 406,594 5,866,000 1.57%
18 MORGAN STANLEY 404,188 5,833,000 1.56%
19 Calvert Investment Management, Inc. 396,952 5,728,000 1.53%
20 JCSD Capital, LLC 369,000 5,325,000 1.42%
21 GEODE CAPITAL MANAGEMENT, LLC 349,183 5,038,000 1.35%
22 Stieven Capital Advisors, L.P. 327,009 4,719,000 1.26%
23 DEUTSCHE BANK AG\ 314,351 4,534,000 1.21%
24 NORTHERN TRUST CORP 288,456 4,163,000 1.11%
25 RUSSELL INVESTMENTS GROUP, LTD. 285,128 4,097,000 1.09%
26 MILLENNIUM MANAGEMENT LLC 280,014 4,041,000 1.08%
27 TWO SIGMA ADVISERS, LP 210,502 3,038,000 0.81%
28 PANAGORA ASSET MANAGEMENT INC 200,141 2,888,000 0.77%
29 Bank of New York Mellon Corp 191,268 2,761,000 0.74%
30 MARTINGALE ASSET MANAGEMENT L P 156,763 2,263,000 0.60%
31 LORD, ABBETT & CO. LLC 143,592 2,072,000 0.55%
32 EMERALD MUTUAL FUND ADVISERS TRUST 138,670 2,001,000 0.53%
33 JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC. 110,000 1,587,000 0.42%
34 BlackRock Investment Management, LLC 107,070 1,545,000 0.41%
35 Allianz Asset Management GmbH 105,532 1,523,000 0.41%
36 CONTEXT BH CAPITAL MANAGEMENT, LP 102,029 1,472,000 0.39%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 101,682 1,467,000 0.39%
38 JPMORGAN CHASE & CO 99,474 1,435,000 0.38%
39 VICTORY CAPITAL MANAGEMENT INC 97,885 1,412,000 0.38%
40 FIRST TRUST ADVISORS LP 94,609 1,365,000 0.36%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 93,200 1,345,000 0.36%
42 SVB WEALTH LLC 72,187 1,042,000 0.28%
43 Connor, Clark & Lunn Investment Management Ltd. 65,244 941,000 0.25%
44 Fort Point Capital Partners LLC 63,682 900,000 0.24%
45 AMERICAN CENTURY COMPANIES INC 61,908 893,000 0.24%
46 NEW YORK STATE COMMON RETIREMENT FUND 61,312 885,000 0.24%
47 UBS Group AG 53,957 779,000 0.21%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 53,701 775,000 0.21%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,381 770,000 0.21%
50 TEACHERS ADVISORS, LLC 51,628 745,000 0.20%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.