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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 81 Institutional holders with a total value of $278,487,687.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,718,924 45,854,000 16.47%
2 BANC FUNDS CO LLC 1,788,348 22,050,000 7.92%
3 WELLINGTON MANAGEMENT GROUP LLP 1,707,245 21,050,000 7.56%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,626,708 20,058,000 7.20%
5 Phocas Financial Corp. 1,160,750 14,312,000 5.14% SH
6 VANGUARD GROUP INC 917,673 11,315,000 4.06%
7 Stieven Capital Advisors, L.P. 911,254 11,236,000 4.03%
8 GARDNER LEWIS ASSET MANAGEMENT L P 864,124 10,655,000 3.83%
9 PRICE MICHAEL F 799,600 9,859,000 3.54%
10 BlackRock Fund Advisors 798,907 9,851,000 3.54%
11 THB ASSET MANAGEMENT 756,202 9,323,000 3.35%
12 AQR ARBITRAGE LLC 639,698 7,887,000 2.83%
13 Curi Capital, LLC 548,432 6,762,000 2.43%
14 WATER ISLAND CAPITAL LLC 525,742 6,482,000 2.33%
15 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 503,770 6,211,000 2.23%
16 ENDEAVOUR CAPITAL ADVISORS INC 392,408 4,838,000 1.74%
17 STATE STREET CORP 373,082 4,602,000 1.65%
18 Magnetar Financial LLC 339,926 4,191,000 1.50%
19 BlackRock Institutional Trust Company, N.A. 308,696 3,806,000 1.37%
20 RENAISSANCE TECHNOLOGIES LLC 276,500 3,409,000 1.22%
21 BRIDGEWAY CAPITAL MANAGEMENT, LLC 267,400 3,297,000 1.18%
22 NORTHERN TRUST CORP 244,971 3,021,000 1.08%
23 Penn Capital Management Company, LLC 225,739 2,783,000 1.00%
24 DEUTSCHE BANK AG\ 197,751 2,436,000 0.87%
25 STIFEL FINANCIAL CORP 176,500 2,176,000 0.78%
26 GEODE CAPITAL MANAGEMENT, LLC 170,705 2,104,000 0.76%
27 CONTEXT BH CAPITAL MANAGEMENT, LP 169,994 2,096,000 0.75%
28 FSI GROUP, LLC 164,500 2,028,000 0.73%
29 FMR LLC 156,940 1,935,000 0.69%
30 DIMENSIONAL FUND ADVISORS LP 150,140 1,851,000 0.66%
31 Kassirer Asset Management Corp 141,766 1,748,000 0.63%
32 MORGAN STANLEY 133,569 1,647,000 0.59%
33 Bank of New York Mellon Corp 107,053 1,320,000 0.47%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,897 1,219,000 0.44%
35 BlackRock Investment Management, LLC 97,308 1,200,000 0.43%
36 NEW YORK STATE COMMON RETIREMENT FUND 91,910 1,133,000 0.41%
37 OMERS ADMINISTRATION Corp 84,400 1,041,000 0.37%
38 KENNEDY CAPITAL MANAGEMENT LLC 80,369 991,000 0.36%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 70,113 864,000 0.31%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 49,394 609,000 0.22%
41 MALTESE CAPITAL MANAGEMENT LLC 47,000 580,000 0.21%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 40,200 496,000 0.18%
43 MIZUHO SECURITIES USA LLC 40,000 493,000 0.18%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,388 473,000 0.17%
45 TEACHERS ADVISORS, LLC 38,311 472,000 0.17%
46 PRELUDE CAPITAL MANAGEMENT, LLC 36,580 451,000 0.16%
47 CITIGROUP INC 35,046 432,000 0.16%
48 MILLENNIUM MANAGEMENT LLC 29,429 363,000 0.13%
49 RHUMBLINE ADVISERS 28,096 346,000 0.12%
50 JPMORGAN CHASE & CO 27,490 339,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.