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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CARROLL BANCORP INC 12,169 0 0.00%
2 Community Bank Of Santa Maria 550 5 0.00%
3 CITIZENS HLDG CO MISS 2,800 72 0.01%
4 NICOLET BANKSHARES INC 1,700 81 0.01%
5 Paragon Commercial Corp 2,902 127 0.01%
6 Tri City Bankshares Corporation 10,435 200 0.02%
7 AMERICAN BUSINESS BK LA CALI 6,000 210 0.02%
8 SUNTRUST BKS INC 10,000 212 0.02%
9 HERITAGE COMMERCE CORP 21,257 307 0.03%
10 Hibernia Bancorp, Inc. 15,000 319 0.03%
11 Minden Bancorp, Inc. 14,900 339 0.03%
12 Carolina Alliance Bank 34,439 420 0.04%
13 Four Oaks Fincorp, Inc. 160,500 425 0.04%
14 FIRST CTZNS BANCSHARES INC N 1,200 426 0.04%
15 Silvercrest Asset Management G 33,434 440 0.04%
16 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
17 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
18 SUNSHINE BANCORP INC 30,000 514 0.05%
19 Plumas Bancorp 27,323 519 0.05%
20 HERITAGE OAKS BANCORP COM 47,000 580 0.05%
21 New Jersey Community Bank 160,488 586 0.05%
22 LEGG MASON INC 20,000 598 0.05%
23 WILLIS LEASE FINANCE CORP COM 25,000 640 0.06%
24 BANCORP 34 INC 60,000 755 0.07%
25 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
26 West End Indiana Bancshares, Inc. 22,800 775 0.07%
27 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
28 FIDELITY NATIONAL FINANCIAL 24,800 842 0.08%
29 Sunnyside Bancorp, Inc. 64,871 863 0.08%
30 New Bancorp, Inc. 66,200 880 0.08%
31 JPMorgan Chase & Co. Warrants Exp 10/28/18 20,000 885 0.08%
32 First Intercontinental Bank 131,439 954 0.09%
33 FSB BANCORP INC 71,541 1,016 0.09%
34 FIRST DEFIANCE FINL CORP 20,188 1,024 0.09%
35 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
36 MIDDLEBURG FINANCIAL CORP 30,000 1,043 0.09%
37 Sugar Creek Financial Corporation 83,575 1,095 0.10%
38 SB FINL GROUP INC 80,000 1,134 0.10%
39 SHORE BANCSHARES INC COM 76,200 1,162 0.10%
40 HOME BANCORP INC 32,985 1,274 0.11%
41 Sunshine Financial Inc. 66,000 1,287 0.12%
42 OM ASSET MGMT PLC SHS 89,400 1,296 0.12%
43 VISA INC 17,500 1,365 0.12%
44 First South Bancorp 118,271 1,413 0.13%
45 LEGACY TEX FINL GROUP INC 34,800 1,498 0.13%
46 QNB Corp. 45,927 1,644 0.15%
47 COMERICA INC 25,000 1,703 0.15% Call
48 Enterprise Finl Svcs Corp 39,900 1,716 0.15%
49 EAST WEST BANCORP INC 35,000 1,779 0.16%
50 JACKSONVILLE BANCORP INC MD 63,769 1,913 0.17%
Page 1 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
151 MIDDLEBURG FINANCIAL CORP 30,000 1,043 0.09%
152 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
153 FIRST DEFIANCE FINL CORP 20,188 1,024 0.09%
154 FSB BANCORP INC 71,541 1,016 0.09%
155 First Intercontinental Bank 131,439 954 0.09%
156 JPMorgan Chase & Co. Warrants Exp 10/28/18 20,000 885 0.08%
157 New Bancorp, Inc. 66,200 880 0.08%
158 Sunnyside Bancorp, Inc. 64,871 863 0.08%
159 FIDELITY NATIONAL FINANCIAL 24,800 842 0.08%
160 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
161 West End Indiana Bancshares, Inc. 22,800 775 0.07%
162 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
163 BANCORP 34 INC 60,000 755 0.07%
164 WILLIS LEASE FINANCE CORP COM 25,000 640 0.06%
165 LEGG MASON INC 20,000 598 0.05%
166 New Jersey Community Bank 160,488 586 0.05%
167 HERITAGE OAKS BANCORP COM 47,000 580 0.05%
168 Plumas Bancorp 27,323 519 0.05%
169 SUNSHINE BANCORP INC 30,000 514 0.05%
170 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
171 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
172 Silvercrest Asset Management G 33,434 440 0.04%
173 FIRST CTZNS BANCSHARES INC N 1,200 426 0.04%
174 Four Oaks Fincorp, Inc. 160,500 425 0.04%
175 Carolina Alliance Bank 34,439 420 0.04%
176 Minden Bancorp, Inc. 14,900 339 0.03%
177 Hibernia Bancorp, Inc. 15,000 319 0.03%
178 HERITAGE COMMERCE CORP 21,257 307 0.03%
179 SUNTRUST BKS INC 10,000 212 0.02%
180 AMERICAN BUSINESS BK LA CALI 6,000 210 0.02%
181 Tri City Bankshares Corporation 10,435 200 0.02%
182 Paragon Commercial Corp 2,902 127 0.01%
183 NICOLET BANKSHARES INC 1,700 81 0.01%
184 CITIZENS HLDG CO MISS 2,800 72 0.01%
185 Community Bank Of Santa Maria 550 5 0.00%
186 CARROLL BANCORP INC 12,169 0 0.00%
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