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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001281) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 350,000 78,236 7.04% Put
2 EAGLE BANCORP INC MD 548,400 33,425 3.01%
3 CITIGROUPINC 499,600 29,691 2.67%
4 INDEPENDENT BK CORP MICH 922,500 20,018 1.80%
5 SEACOAST BKG CORP FLA 885,000 19,523 1.76%
6 ZIONS BANCORPORATION 443,900 19,105 1.72%
7 AMERIS BANCORP 430,000 18,748 1.69%
8 State Bank Financial Corporati 665,000 17,862 1.61%
9 Century Bancorp Inc Mass 281,040 16,862 1.52%
10 KEYCORP 910,000 16,626 1.50%
11 US BANCORP DEL 315,000 16,182 1.46%
12 UNITED CMNTY BKS BLAIRSVLE GA COM 540,000 15,995 1.44%
13 PNC FINL SVCS GROUP INC 135,000 15,790 1.42%
14 QCR HOLDINGS INC 338,300 14,648 1.32%
15 Sun Bancorp Inc/NJ 555,100 14,433 1.30%
16 SUNTRUST BKS INC 260,600 14,294 1.29%
17 BANCORPSOUTH INC 455,000 14,128 1.27%
18 CENTERSTATE BANKS COMMON STK USD0.01 560,800 14,115 1.27%
19 IBERIABANK CORP COM 159,600 13,367 1.20%
20 PREFERRED BK LOS ANGELES CA 254,500 13,341 1.20%
21 BANK AMER CORP 600,000 13,260 1.19%
22 ZIONS BANCORPORATION 1,524,700 13,189 1.19%
23 SI FINANCIAL GROUP INC 841,737 12,963 1.17%
24 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 770,000 12,744 1.15%
25 STONEGATE BANK 304,700 12,715 1.14%
26 MORGAN STANLEY 293,300 12,392 1.12%
27 SVB FINANCIAL GROUP 70,000 12,016 1.08%
28 BANNER CORP COM NEW 206,700 11,536 1.04%
29 AFFILIATED MANAGERS GROUP 79,200 11,508 1.04%
30 COMERICA INC 164,200 11,184 1.01%
31 UNITED FINL BANCORP INC NEW COM 592,108 10,753 0.97%
32 OLD SECOND BANCORP INC ILL 949,943 10,497 0.94%
33 AMERICAN RIVER BANKSHARES COM 654,400 9,888 0.89%
34 PRIVATEBANCORP INC 175,000 9,483 0.85%
35 RIVERVIEW BANCORP INC 1,329,200 9,304 0.84%
36 MAINSOURCE FINANCIAL GP INC 268,397 9,233 0.83%
37 EVANS BANCORP INC 292,600 9,232 0.83%
38 GOLDMAN SACHS GROUP INC 37,100 8,884 0.80%
39 SCHWAB CHARLES CORP 224,500 8,861 0.80%
40 CULLEN FROST BANKERS INC 100,000 8,823 0.79%
41 LAKELAND BANCORP INC COM 439,000 8,561 0.77%
42 NMI HLDGS INC CL A 784,492 8,355 0.75%
43 JPMORGAN CHASE & CO 94,700 8,172 0.74%
44 UNITED CMNTY FINL CORP OHIO 893,614 7,989 0.72%
45 CNB FINANCIAL CORP (PA) COM 288,000 7,701 0.69%
46 HomeTrust Bancshares, Inc. 297,291 7,700 0.69%
47 CODORUS VY BANCORP INC 263,629 7,540 0.68%
48 INVESTAR HLDG CORP 403,222 7,520 0.68%
49 First Bancshares Inc/The 281,690 7,359 0.66%
50 WINTRUST FINL CORP COM 100,000 7,257 0.65%
Page 1 of 4
Restatement filing (0000919574-17-002146) filed in 2017.02.17
#
Name
Shares
Value ($)
%
Options
Notes
101 MUTUALFIRST FINL INC 218,100 7,219 0.65%
102 Meetinghouse Bancorp, Inc. 45,300 757 0.07%
103 Minden Bancorp, Inc. 14,900 339 0.03%
104 NICOLET BANKSHARES INC 1,700 81 0.01%
105 NMI HLDGS INC CL A 784,492 8,355 0.75%
106 New Bancorp, Inc. 66,200 880 0.08%
107 New Jersey Community Bank 160,488 586 0.05%
108 Northrim BanCorp Inc 175,200 5,536 0.50%
109 OLD SECOND BANCORP INC ILL 949,943 10,497 0.94%
110 OM ASSET MGMT PLC SHS 89,400 1,296 0.12%
111 OTTAWA BANCORP INC COM 237,785 3,027 0.27%
112 Oak Valley Bancorp Oakdale C 82,825 1,039 0.09%
113 PACIFIC MERCANTILE BANCORP 445,000 3,249 0.29%
114 PATHFINDER BANCORP INC MD 266,056 3,589 0.32%
115 PB BANCORP INC 323,431 3,202 0.29%
116 PEOPLES BANCORP N C INC 105,000 2,632 0.24%
117 PNC FINL SVCS GROUP INC 135,000 15,790 1.42%
118 PNC Financial Services Group Warrants Exp 12/31/18 10,000 493 0.04%
119 POAGE BANKSHARES INC 270,505 5,085 0.46%
120 PREFERRED BK LOS ANGELES CA 254,500 13,341 1.20%
121 PRICE T ROWE GROUP INC 52,900 3,981 0.36%
122 PRIVATEBANCORP INC 175,000 9,483 0.85%
123 PROSPERITY BANCSHARES INC 77,200 5,541 0.50%
124 PRUDENTIAL BANCORP INC NEW 25,886 443 0.04%
125 Paragon Commercial Corp 2,902 127 0.01%
126 Pilgrim Bancshares Inc 153,900 2,247 0.20%
127 Plumas Bancorp 27,323 519 0.05%
128 Polonia Bancorp, Inc. 317,400 3,928 0.35%
129 QCR HOLDINGS INC 338,300 14,648 1.32%
130 QNB Corp. 45,927 1,644 0.15%
131 REGIONS FINANCIAL CORP NEW 465,000 6,677 0.60%
132 RIVERVIEW BANCORP INC 1,329,200 9,304 0.84%
133 SB FINL GROUP INC 80,000 1,134 0.10%
134 SCHWAB CHARLES CORP 224,500 8,861 0.80%
135 SEACOAST BKG CORP FLA 885,000 19,523 1.76%
136 SHORE BANCSHARES INC COM 76,200 1,162 0.10%
137 SI FINANCIAL GROUP INC 841,737 12,963 1.17%
138 SOUTHWEST BANCORP INC OKLA COM 27,700 803 0.07%
139 SPDR S&P 500 ETF TR 350,000 78,236 7.04% Put
140 SPDR SER TR 100,000 5,558 0.50% Put
141 STONEGATE BANK 304,700 12,715 1.14%
142 STONEGATE MTG CORP 322,600 1,926 0.17%
143 SUNSHINE BANCORP INC 30,000 514 0.05%
144 SUNTRUST BKS INC 10,000 212 0.02%
145 SUNTRUST BKS INC 260,600 14,294 1.29%
146 SVB FINANCIAL GROUP 70,000 12,016 1.08%
147 SYNOVUS FINL CORP 125,000 5,135 0.46%
148 Silvercrest Asset Management G 33,434 440 0.04%
149 Southern Missouri Bancorp Inc 109,200 3,863 0.35%
150 Standard AVB Financial Corp. 211,500 5,330 0.48%
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