Dark
Light
System
Institutional Investment Manager
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (CIK: 0001051042) incorporated in Michigan, located at 111 Cass Street, Traverse City, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001062993-14-002235) filed in 2014.04.17
#
Name
Shares
Value ($)
%
Options
Notes
101 DTE ENERGY CO 3,575 266 0.08%
102 PFIZER INC 7,851 252 0.07%
103 UNITED PARCEL SERVICE INC 2,505 244 0.07%
104 HAWAIIAN ELEC INDUSTRIES COM 9,325 237 0.07%
105 Nuveen Quality PFD Income Fd 28,509 229 0.07%
106 NUVEEN PFD INCOME OPPORTUN 22,325 207 0.06%
107 APACHE CORP 2,464 204 0.06%
108 INGERSOLL-RAND PLC 3,522 202 0.06%
109 ROYCE GLOBAL VALUE TR INC 21,852 196 0.06%
110 DIVIDEND AND INCOME FUND 11,168 171 0.05%
111 LAZARD WORLD DIVID & INCOME 10,875 151 0.04%
112 VIASYSTEMS GROUP INC 11,190 140 0.04%
113 POWER REIT 14,339 126 0.04%
114 AEGON N V 13,166 121 0.04%
115 EARTHLINK HOLDINGS ORD 15,324 55 0.02%
116 MANNKIND CORP. 11,600 47 0.01%
Page 3 of 3