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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $25,806,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 877,909 12,229,000 47.39%
2 WELLS FARGO & COMPANY/MN 326,139 4,543,000 17.60%
3 Cetera Advisor Networks LLC 113,699 1,587,000 6.15%
4 UBS AG 102,450 1,427,000 5.53%
5 Karpus Management, Inc. 84,469 1,177,000 4.56%
6 MORGAN STANLEY 79,514 1,108,000 4.29%
7 RAYMOND JAMES & ASSOCIATES 55,369 771,000 2.99%
8 Shaker Financial Services, LLC 47,583 663,000 2.57%
9 BANK OF AMERICA CORP /DE/ 47,340 660,000 2.56%
10 WOLVERINE ASSET MANAGEMENT LLC 38,846 541,000 2.10%
11 ROYAL BANK OF CANADA 25,704 358,000 1.39%
12 DOLIVER ADVISORS, LP 15,985 221,000 0.86%
13 PNC FINANCIAL SERVICES GROUP, INC. 15,800 221,000 0.86%
14 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 10,875 151,000 0.59%
15 CITIGROUP INC 8,707 121,000 0.47%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,500 21,000 0.08%
17 BARCLAYS PLC 203 3,000 0.01%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 2,000 0.01%
19 MSI Financial Services Inc 40 1,000 0.00%
20 Tower Research Capital LLC (TRC) 100 1,000 0.00%
21 MANAGED ACCOUNT ADVISORS LLC 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.