| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | COHEN & STEERS, INC. | 1,577,181 | 14,652,000 | 11.21% | ||
| 2 | Invesco Ltd. | 1,542,270 | 14,328,000 | 10.96% | ||
| 3 | MORGAN STANLEY | 1,281,492 | 11,905,000 | 9.11% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,034,734 | 9,613,000 | 7.36% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,033,134 | 9,597,000 | 7.34% | ||
| 6 | Advisors Asset Management, Inc. | 1,030,330 | 9,572,000 | 7.32% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 699,427 | 6,498,000 | 4.97% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 669,279 | 6,218,000 | 4.76% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 417,438 | 3,878,000 | 2.97% | ||
| 10 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 381,545 | 3,544,000 | 2.71% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 312,733 | 2,905,000 | 2.22% | ||
| 12 | LPL Financial LLC | 275,444 | 2,559,000 | 1.96% | ||
| 13 | Algebris Investments (UK) LLP | 260,000 | 2,415,000 | 1.85% | ||
| 14 | UBS AG | 254,246 | 2,362,000 | 1.81% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 215,882 | 2,006,000 | 1.53% | ||
| 16 | Saba Capital Management, L.P. | 197,633 | 1,836,000 | 1.40% | ||
| 17 | Capital Investment Advisors, LLC | 196,285 | 1,823,488 | 1.40% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 187,194 | 1,739,000 | 1.33% | ||
| 19 | CREDIT SUISSE AG/ | 162,722 | 1,512,000 | 1.16% | ||
| 20 | ROYAL BANK OF CANADA | 160,968 | 1,495,000 | 1.14% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 148,740 | 1,382,000 | 1.06% | ||
| 22 | Edge Wealth Management LLC | 127,992 | 1,189,000 | 0.91% | ||
| 23 | TFS CAPITAL LLC | 120,241 | 1,117,000 | 0.85% | ||
| 24 | STIFEL FINANCIAL CORP | 111,475 | 1,036,000 | 0.79% | ||
| 25 | OPPENHEIMER & CO INC | 97,643 | 908,000 | 0.69% | ||
| 26 | Robert W. Baird & Co. Inc | 92,020 | 855,000 | 0.65% | ||
| 27 | Global Endowment Management, LP | 75,800 | 704,000 | 0.54% | ||
| 28 | MERIDIAN INVESTMENT COUNSEL INC. | 74,450 | 692,000 | 0.53% | ||
| 29 | Cutter & CO Brokerage, Inc. | 73,515 | 683,000 | 0.52% | ||
| 30 | Commonwealth Equity Services, Inc | 72,394 | 673,000 | 0.51% | ||
| 31 | HL FINANCIAL SERVICES LLC | 70,246 | 653,000 | 0.50% | ||
| 32 | Jefferies Group LLC | 70,000 | 650,000 | 0.50% | ||
| 33 | VSR Financial Services, Inc. | 64,982 | 604,000 | 0.46% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 62,544 | 581,000 | 0.44% | ||
| 35 | NOESIS CAPITAL MANGEMENT CORP | 59,125 | 549,000 | 0.42% | ||
| 36 | Pine River Capital Management L.P. | 52,881 | 493,000 | 0.38% | ||
| 37 | FIRST TRUST ADVISORS LP | 51,241 | 476,000 | 0.36% | ||
| 38 | DIXON HUBARD FEINOUR & BROWN INC/VA | 50,100 | 465,000 | 0.36% | ||
| 39 | Cambridge Investment Research Advisors, Inc. | 38,623 | 359,000 | 0.27% | ||
| 40 | NATIONAL PLANNING CORP | 38,491 | 358,000 | 0.27% | ||
| 41 | OTA Financial Group L.P. | 37,401 | 347,000 | 0.27% | ||
| 42 | GOLDMAN SACHS GROUP INC | 34,723 | 323,000 | 0.25% | ||
| 43 | Winslow, Evans & Crocker, Inc. | 32,612 | 302,966 | 0.23% | ||
| 44 | HighTower Advisors, LLC | 32,361 | 301,000 | 0.23% | ||
| 45 | ANCHOR CAPITAL ADVISORS LLC | 30,000 | 279,000 | 0.21% | ||
| 46 | JPMORGAN CHASE & CO | 26,730 | 248,000 | 0.19% | ||
| 47 | RAYMOND JAMES & ASSOCIATES | 24,867 | 231,000 | 0.18% | ||
| 48 | AMERIPRISE FINANCIAL INC | 24,290 | 226,000 | 0.17% | ||
| 49 | DOLIVER ADVISORS, LP | 22,671 | 211,000 | 0.16% | ||
| 50 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 22,325 | 207,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
