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Institutional Investment Manager
SANDERS MORRIS HARRIS INC/FA
SANDERS MORRIS HARRIS INC/FA (CIK: 0001053994). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 160 holdings with a total value of $329,743,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 CAPITAL PRODUCT PARTNERS L P 26,700 88,000 0.03%
152 NORTH ATLANTIC DRILLING LTD COM 26,056 79,000 0.02%
153 VOYA PRIME RATE TR 12,400 65,000 0.02%
154 MID CON ENERGY PARTNERS LP COM UNIT REPST 22,080 64,000 0.02%
155 ZYNGA INC 20,000 58,000 0.02%
156 PEDEVCO CORP 245,500 44,000 0.01%
157 SANDRIDGE MISSISSIPPIAN TR I 23,050 32,000 0.01%
158 Oil and Gas Exploration SPDR 0 10,000 0.00%
159 AMERICAN DG ENERGY INC 25,000 7,000 0.00%
160 PERNIX THERAPEUTICS HLDGS IN 10,000 6,000 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004553, filed 2016.10.24).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.