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Institutional Investment Manager
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC (CIK: 0001079935) incorporated in Delaware, located at 2121 Avenue Of The Stars, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001214659-16-014399) filed in 2016.11.04
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 1,049 109 0.02%
52 ISHARES TR 268,770 8,058 1.18%
53 ISHARES TR 3,310 124 0.02%
54 ISHARES TR 3,846 160 0.02%
55 ISHARES TR 1,108 134 0.02%
56 ISHARES TR 48,464 2,672 0.39%
57 ISHARES TR 208,214 5,374 0.79%
58 ISHARES TR 33,281 3,160 0.46%
59 ISHARES TR 1,394 127 0.02%
60 ISHARES TR 206,734 25,554 3.74%
61 JOHNSON & JOHNSON 4,220 499 0.07%
62 JPMORGAN CHASE & CO 1,617 108 0.02%
63 JPMORGAN CHASE & CO 3,207 101 0.01%
64 KAYNE ANDERSON MLP INVT CO 859,218 17,726 2.59%
65 KIMBERLY CLARK CORP 2,690 339 0.05%
66 KRAFT HEINZ CO 123,867 11,087 1.62%
67 LAM RESEARCH CORP 3,511 333 0.05%
68 LOWES COS INC 3,707 268 0.04%
69 MASCO CORP 9,300 319 0.05%
70 MASTERCARD INCORPORATED 138,576 14,103 2.06%
71 MICROSEMI CORP 6,982 293 0.04%
72 MICROSOFT CORP 2,871 165 0.02%
73 MOHAWK INDS 1,524 305 0.04%
74 NEWELL BRANDS 4,261 224 0.03%
75 NEXTERA ENERGY INC 5,586 683 0.10%
76 NIKE INC 6,178 325 0.05%
77 NORTHROP GRUMMAN CORP 3,572 764 0.11%
78 NUVEEN FLOATING RATE INCOME 9,837 109 0.02%
79 ORBITAL ATK INC 3,747 286 0.04%
80 PEPSICO INC 1,187 129 0.02%
81 PFIZER INC 4,597 156 0.02%
82 PIMCO DYNAMIC CR INCOME FD 7,697 157 0.02%
83 POWERSHARES ETF TR II 87,244 3,206 0.47%
84 POWERSHARES ETF TR II 1,026,150 25,007 3.66%
85 POWERSHARES ETF TRUST 2,697 252 0.04%
86 POWERSHARES ETF TRUST 56,230 828 0.12%
87 PROCTER AND GAMBLE CO 1,178 106 0.02%
88 ROCKWELL COLLINS INC 2,325 196 0.03%
89 RYDEX ETF TRUST 12,678 1,581 0.23%
90 RYDEX ETF TRUST 791,235 66,643 9.75%
91 RYDEX ETF TRUST 9,358 834 0.12%
92 SALESFORCE COM INC 2,336 167 0.02%
93 SCHLUMBERGER LTD 6,266 493 0.07%
94 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 5,951 184 0.03%
95 SCHWAB U.S. BROAD MARKET ETF 3,139 164 0.02%
96 SCHWAB U.S. LARGE-CAP ETF 52,830 2,727 0.40%
97 SCHWAB U.S. SMALL-CAP ETF 17,978 1,035 0.15%
98 SELECT SECTOR SPDR TR 3,420 247 0.04%
99 SELECT SECTOR SPDR TR 6,234 298 0.04%
100 SELECT SECTOR SPDR TR 3,841 307 0.04%
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