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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $192,418,731.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FORTE CAPITAL LLC /ADV 155,902 19,446,000 10.11%
2 MORGAN STANLEY 150,452 18,766,000 9.75%
3 Paracle Advisors, LLC 147,954 18,454,000 9.59%
4 BANK OF STOCKTON 134,793 16,812,000 8.74%
5 LPL Financial LLC 132,472 16,364,000 8.50%
6 Financial Architects, Inc 71,821 8,958,000 4.66%
7 WELLS FARGO & COMPANY/MN 63,708 7,947,000 4.13%
8 UBS Group AG 63,319 7,898,000 4.10%
9 New England Private Wealth Advisors LLC 62,066 7,741,000 4.02%
10 BANK OF AMERICA CORP /DE/ 53,724 6,700,000 3.48%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,102 5,500,000 2.86%
12 ROYAL BANK OF CANADA 43,849 5,470,000 2.84%
13 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 43,600 5,438,000 2.83%
14 Commonwealth Equity Services, Inc 31,916 3,981,000 2.07%
15 Raymond James Financial Services Advisors, Inc. 27,737 3,460,000 1.80%
16 Atria Investments, Inc 25,678 3,203,000 1.66%
17 SG Americas Securities, LLC 21,277 2,654,000 1.38%
18 Cambridge Investment Research Advisors, Inc. 20,314 2,534,000 1.32%
19 CITADEL ADVISORS LLC 19,477 2,429,000 1.26%
20 MSI Financial Services Inc 16,342 2,038,000 1.06%
21 JANE STREET GROUP, LLC 14,448 1,802,000 0.94%
22 ENVESTNET ASSET MANAGEMENT INC 13,052 1,628,000 0.85%
23 HighTower Advisors, LLC 12,896 1,599,000 0.83%
24 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 12,678 1,581,000 0.82%
25 EisnerAmper Wealth Management Corporate Benefits, LLC 12,505 1,553,000 0.81%
26 B. Riley Wealth Advisors, Inc. 10,758 1,342,000 0.70%
27 Citizens Business Bank 10,577 1,319,000 0.69%
28 STEPHENS INC /AR/ 6,872 857,000 0.45%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 6,758 843,000 0.44%
30 WELL DONE, LLC 6,657 830,000 0.43%
31 HUNTINGTON NATIONAL BANK 6,295 785,000 0.41% PRN
32 ARTHUR ZASKE & ASSOCIATES, LLC 6,100 761,000 0.40%
33 Virtu KCG Holdings LLC 5,722 714,000 0.37%
34 First Allied Advisory Services, Inc. 5,093 635,000 0.33%
35 ADVISOR GROUP, INC. 4,290 535,000 0.28%
36 RAYMOND JAMES & ASSOCIATES 3,933 491,000 0.26%
37 AMERIPRISE FINANCIAL INC 3,861 482,000 0.25%
38 Freedom Investment Management, Inc. 3,761 469,000 0.24%
39 Concert Wealth Management Inc. 3,677 455,000 0.24%
40 Janney Montgomery Scott LLC 3,237 404,000 0.21%
41 MYCIO WEALTH PARTNERS, LLC 3,147 393,000 0.20%
42 BSC PRIVATE WEALTH MANAGEMENT, LLC 3,070 379,000 0.20%
43 Cetera Advisors LLC 3,054 379,000 0.20%
44 VOYA FINANCIAL ADVISORS, INC. 2,982 368,000 0.19%
45 KEYBANK NATIONAL ASSOCIATION/OH 2,945 367,000 0.19%
46 NATIONAL PLANNING CORP 2,936 351,000 0.18%
47 Private Advisor Group, LLC 2,673 330,000 0.17%
48 OPPENHEIMER & CO INC 2,562 320,000 0.17%
49 BROWN ADVISORY INC 2,544 317,000 0.16%
50 M Holdings Securities, Inc. 2,445 305,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.