| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,125,033 | 84,109,000 | 13.30% | ||
| 2 | MORGAN STANLEY | 4,034,866 | 82,270,000 | 13.01% | ||
| 3 | McGowan Group Asset Management, Inc. | 2,094,747 | 42,712,000 | 6.75% | ||
| 4 | State of New Jersey Common Pension Fund D | 2,005,000 | 40,882,000 | 6.46% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,711,225 | 34,892,000 | 5.52% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,473,739 | 30,049,000 | 4.75% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 1,282,040 | 26,141,000 | 4.13% | ||
| 8 | WELLS FARGO & COMPANY/MN | 1,175,058 | 23,959,000 | 3.79% | ||
| 9 | ROYAL BANK OF CANADA | 1,137,924 | 23,202,000 | 3.67% | ||
| 10 | BESSEMER GROUP INC | 1,135,114 | 23,145,000 | 3.66% | ||
| 11 | COHEN & STEERS, INC. | 982,654 | 20,036,000 | 3.17% | ||
| 12 | HOWLAND CAPITAL MANAGEMENT LLC | 822,042 | 16,761,000 | 2.65% | ||
| 13 | BANK OF MONTREAL /CAN/ | 778,950 | 15,882,000 | 2.51% | ||
| 14 | ALLIANCEBERNSTEIN L.P. | 541,390 | 11,039,000 | 1.75% | ||
| 15 | LPL Financial LLC | 530,494 | 10,886,000 | 1.72% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 449,928 | 9,174,000 | 1.45% | ||
| 17 | 1832 Asset Management L.P. | 400,000 | 8,156,000 | 1.29% | ||
| 18 | PENN MUTUAL LIFE INSURANCE CO | 357,000 | 7,279,000 | 1.15% | ||
| 19 | Lehman Financial Resources, Inc. | 307,700 | 6,274,000 | 0.99% | ||
| 20 | COMERICA SECURITIES INC | 292,142 | 5,957,000 | 0.94% | ||
| 21 | STIFEL FINANCIAL CORP | 275,402 | 5,617,000 | 0.89% | ||
| 22 | Vident Investment Advisory, LLC | 243,445 | 4,964,000 | 0.78% | ||
| 23 | FMR LLC | 231,200 | 4,714,000 | 0.75% | ||
| 24 | Limestone Value Partners, LLC | 218,550 | 4,457,000 | 0.70% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 215,935 | 4,403,000 | 0.70% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 200,711 | 4,093,000 | 0.65% | ||
| 27 | DUBUQUE BANK & TRUST CO | 198,513 | 4,048,000 | 0.64% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 185,953 | 3,792,000 | 0.60% | ||
| 29 | Orion Porfolio Solutions, LLC | 170,506 | 3,477,000 | 0.55% | ||
| 30 | Invesco Ltd. | 167,267 | 3,411,000 | 0.54% | ||
| 31 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 3,401,000 | 0.54% | ||
| 32 | Aviance Capital Partners, LLC | 156,997 | 3,202,000 | 0.51% | ||
| 33 | Horizon Kinetics LLC | 153,627 | 3,132,000 | 0.50% | ||
| 34 | Edge Wealth Management LLC | 160,094 | 2,967,000 | 0.47% | SH | |
| 35 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 137,423 | 2,803,000 | 0.44% | ||
| 36 | Allianz Asset Management GmbH | 124,283 | 2,534,000 | 0.40% | ||
| 37 | SII INVESTMENTS INC/WI | 122,090 | 2,488,000 | 0.39% | ||
| 38 | Commonwealth Equity Services, Inc | 117,850 | 2,403,000 | 0.38% | ||
| 39 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 99,406 | 2,027,000 | 0.32% | ||
| 40 | BB&T SECURITIES, LLC | 95,516 | 1,947,000 | 0.31% | ||
| 41 | NATIONAL PLANNING CORP | 86,392 | 1,743,000 | 0.28% | ||
| 42 | Mathes Company, Inc. | 79,200 | 1,615,000 | 0.26% | ||
| 43 | E&G Advisors, LP | 76,840 | 1,567,000 | 0.25% | ||
| 44 | Jaffetilchin Investment Partners, LLC | 73,720 | 1,503,000 | 0.24% | ||
| 45 | FIRST TRUST ADVISORS LP | 67,996 | 1,386,000 | 0.22% | ||
| 46 | IFP ADVISORS, INC | 66,681 | 1,360,000 | 0.22% | ||
| 47 | Bank of New York Mellon Corp | 66,301 | 1,352,000 | 0.21% | ||
| 48 | First Heartland Consultants, Inc. | 66,155 | 1,349,000 | 0.21% | ||
| 49 | CORNERSTONE ADVISORY, LLC | 61,900 | 1,262,000 | 0.20% | ||
| 50 | CIBC WORLD MARKET INC. | 58,416 | 1,191,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
