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Institutional Investment Manager
D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. (CIK: 0001080107), located at 8 Third Street North, Great Falls, MT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,427 holdings with a total value of $4,018,649,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 DYNEGY INC NEW DEL 1 0 0.00%
52 NRG ENERGY INC 50 0 0.00%
53 U S SILICA HLDGS INC COM 16 0 0.00%
54 ASML HOLDING N V N Y REGISTRY SHS 7 0 0.00%
55 VECTRUS INC 10 0 0.00%
56 NOMURA HLDGS INC 194 0 0.00%
57 TRILOGY METALS INC NEW COM 1,000 0 0.00%
58 QUORUM HEALTH CORP 25 0 0.00%
59 MONEYGRAM INTL 4 0 0.00%
60 ENGILITY HLDGS INC NEW COM 1 0 0.00%
61 BIOTIME INC WT EXP 100118 305 0 0.00%
62 MICROVISION INC DEL 63 0 0.00%
63 WILLBROS GROUP INC DEL COM 1,000 1,000 0.00%
64 PIXELWORKS INC 639 1,000 0.00%
65 PEARSON PLC 187 1,000 0.00%
66 VANGUARD ADMIRAL FDSINC S&P SMALLCAP 600VALUE INDEX FD ETF SHS 14 1,000 0.00%
67 ISHARES MSCI 61 1,000 0.00%
68 JACK IN THE BOX INC 16 1,000 0.00%
69 FUEL TECH INCORPORATED 1,000 1,000 0.00%
70 GANNETT CO INC COM 120 1,000 0.00%
71 TOPGOLF CALLAWAY BRANDS CORP COM 100 1,000 0.00%
72 NETEASE INC 8 1,000 0.00%
73 NUVEEN REAL ESTATE INCOME FD 100 1,000 0.00%
74 UTSTARCOM HOLDINGS CORP SHS NEW 566 1,000 0.00%
75 VANGUARD ADMIRAL FDS INC 12 1,000 0.00%
76 ARRAY BIOPHARMA INC COM 294 1,000 0.00%
77 ASCENT CAP GROUP INC COM SER A 67 1,000 0.00%
78 AGRIUM INC 20 1,000 0.00%
79 CRH PLC ADR 48 1,000 0.00%
80 URBAN EDGE PPTYS COM 51 1,000 0.00%
81 HYDROGENICS CORP NEW 200 1,000 0.00%
82 CARLYLE GROUP L P 100 1,000 0.00%
83 TIMKENSTEEL CORPORATION COM 103 1,000 0.00%
84 WADDELL & REED FINL INC 85 1,000 0.00%
85 COMMERCEHUB INC COM SER A 107 1,000 0.00%
86 BELLATRIX EXPLORATION LTD 2,000 1,000 0.00%
87 IRONWOOD PHARMACEUTICALS INC COM CL A 100 1,000 0.00%
88 VINCE HLDG CORP 200 1,000 0.00%
89 NOODLES AND CO CL A 281 1,000 0.00%
90 BANCO BRADESCO-ADR 121 1,000 0.00%
91 SYNGENTA AG 14 1,000 0.00%
92 P T TELEKOMUNIKASI INDONESIA 30 1,000 0.00%
93 Mizuho Financial Group Inc ADR 416 1,000 0.00%
94 SPDR INDEX SHS FDS 14 1,000 0.00%
95 LIFEVANTAGE CORP 142 1,000 0.00%
96 MATCH GROUP 86 1,000 0.00%
97 CENTRAL SECS CORP 70 1,000 0.00%
98 GLOBAL PAYMENTS 15 1,000 0.00%
99 METHANEX CORP 52 1,000 0.00%
100 APTEVO THERAPEUTICS INC COM 600 1,000 0.00%
Page 2 of 49

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001080107-16-000042, filed 2016.11.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.