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Institutional Investment Manager
D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. (CIK: 0001080107), located at 8 Third Street North, Great Falls, MT. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 2,369 holdings with a total value of $4,123,471,000.
#
Name
Shares
Value ($)
%
Options
Notes
2301 TECHNIPFMC PLC 50 1,000 0.00%
2302 SPDR INDEX SHS FDS 14 1,000 0.00%
2303 PAREXEL INTERNATIONAL CORPORATION 31 1,000 0.00%
2304 BALL CORP 25 1,000 0.00%
2305 CENTRAL SECS CORP COM 70 1,000 0.00%
2306 TENET HEALTHCARE CORP 105 1,000 0.00%
2307 NATUS MEDICAL INC. 47 1,000 0.00%
2308 HYDROGENICS CORP NEW 200 1,000 0.00%
2309 BELLATRIX EXPLORATION LTD 2,000 1,000 0.00%
2310 A H BELO CORP 278 1,000 0.00%
2311 ISHARES MSCI 25 1,000 0.00%
2312 KANDI TECHNOLOGIES GROUP INC 500 1,000 0.00%
2313 VINCE HLDG CORP 700 1,000 0.00%
2314 POWERSHARES ETF TR II 72 1,000 0.00%
2315 SUNSHINE HEART INC 597 1,000 0.00%
2316 CBS CORP NEW 25 1,000 0.00%
2317 UNITED STATES OIL FUND LP 73 0 0.00%
2318 NEWLINK GENETICS CORP COM 40 0 0.00%
2319 NCR CORP NEW 20 0 0.00%
2320 AGENUS INC 250 0 0.00%
2321 EV Energy Partners, L.P. 290 0 0.00%
2322 NRG ENERGY INC 50 0 0.00%
2323 COMMUNITY HEALTH SYS INC NEW 85 0 0.00%
2324 LIFEVANTAGE CORP 142 0 0.00%
2325 TERADATA CORP DEL 20 0 0.00%
2326 MICROVISION INC DEL 63 0 0.00%
2327 SANOFI 928 0 0.00%
2328 AVON PRODS INC 96 0 0.00%
2329 COMMERCEHUB INC COM SER C 49 0 0.00%
2330 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 1 0 0.00%
2331 XOMA CORP 3 0 0.00%
2332 UNIVERSAL DISPLAY CORP 10 0 0.00%
2333 MERITOR INC 51 0 0.00%
2334 OCEAN RIG 2 0 0.00%
2335 ARROWHEAD PHARMACEUTICALS IN 340 0 0.00%
2336 ARALEZ PHARMACEUTICALS INC 200 0 0.00%
2337 EKSO BIONICS HLDGS INC 143 0 0.00%
2338 AVEO PHARMACEUTICALS INC 1,000 0 0.00%
2339 BALLARD PWR SYS INC NEW 100 0 0.00%
2340 TIDEWATER INC 22 0 0.00%
2341 ASTERIAS BIOTHERAPEUTICS INC COM SER A 4 0 0.00%
2342 PENGROWTH ENERGY CORP 226 0 0.00%
2343 PLUG POWER INC 100 0 0.00%
2344 XTANT MED HLDGS INC 50 0 0.00%
2345 COMMERCEHUB INC COM SER A 24 0 0.00%
2346 DIREXION SHS ETF TR 25 0 0.00%
2347 SOUTHERN COPPER CORP 4 0 0.00%
2348 FIRST NORTHWEST BANCORP COM 25 0 0.00%
2349 FIVE STAR SENIOR LIVING INC 3 0 0.00%
2350 INVENTERGY GLOBAL INC COM NEW 175 0 0.00%
Page 47 of 48

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001080107-17-000003, filed 2017.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.