| 1 |
BVF INC/IL |
1,502,800 |
10,685,000 |
63.63% |
|
|
| 2 |
VANGUARD GROUP INC |
206,738 |
1,470,000 |
8.75% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
161,810 |
1,150,000 |
6.85% |
|
|
| 4 |
D. E. Shaw & Co., Inc. |
145,089 |
1,032,000 |
6.15% |
|
|
| 5 |
BlackRock Finance, Inc. |
100,074 |
712,000 |
4.24% |
|
|
| 6 |
STONEPINE CAPITAL MANAGEMENT, LLC |
87,960 |
625,000 |
3.72% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
40,784 |
289,000 |
1.72% |
|
|
| 8 |
Opaleye Management Inc. |
40,400 |
287,000 |
1.71% |
|
|
| 9 |
MACQUARIE GROUP LTD |
40,000 |
284,000 |
1.69% |
|
|
| 10 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
21,780 |
123,000 |
0.73% |
|
|
| 11 |
FNY PARTNERS FUND LP |
5,000 |
35,000 |
0.21% |
|
|
| 12 |
ADVISOR GROUP, INC. |
4,186 |
30,000 |
0.18% |
|
|
| 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,276 |
16,000 |
0.10% |
|
|
| 14 |
UBS Group AG |
2,092 |
15,000 |
0.09% |
|
|
| 15 |
ROYAL BANK OF CANADA |
1,835 |
13,000 |
0.08% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
1,053 |
7,000 |
0.04% |
|
|
| 17 |
Creative Planning |
781 |
6,000 |
0.04% |
|
|
| 18 |
CUTLER GROUP LLC / CA |
544 |
3,000 |
0.02% |
|
|
| 19 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
228 |
2,000 |
0.01% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
300 |
2,000 |
0.01% |
|
|
| 21 |
MORGAN STANLEY |
175 |
1,000 |
0.01% |
|
|
| 22 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
100 |
1,000 |
0.01% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
192 |
1,000 |
0.01% |
|
|
| 24 |
GROUP ONE TRADING LLC |
105 |
1,000 |
0.01% |
|
|
| 25 |
GIERL AUGUSTINE INVESTMENT MANAGEMENT INC |
150 |
1,000 |
0.01% |
|
|
| 26 |
Parallax Volatility Advisers, L.P. |
94 |
1,000 |
0.01% |
|
|
| 27 |
BNP PARIBAS FINANCIAL MARKETS |
2 |
14 |
0.00% |
|
|
| 28 |
FIRST BANK & TRUST |
1 |
0 |
0.00% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
1 |
0 |
0.00% |
|
|
| 30 |
D.A. DAVIDSON & CO. |
3 |
0 |
0.00% |
|
|
| 31 |
WHITTIER TRUST CO |
1 |
0 |
0.00% |
|
|
| 32 |
Ledyard National Bank |
3 |
0 |
0.00% |
|
|
| 33 |
Advisory Services Network, LLC |
37 |
0 |
0.00% |
|
|
| 34 |
KRILOGY FINANCIAL LLC |
25 |
0 |
0.00% |
|
|
