| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Rubicon Minerals Corp | 14,000 | 1,000 | 0.00% | ||
| 2 | Bank Of America 18 WTS | 10,000 | 2,000 | 0.00% | ||
| 3 | CITIGROUP INC | 18,985 | 2,000 | 0.00% | ||
| 4 | Comstock Mining Inc | 14,163 | 5,000 | 0.00% | ||
| 5 | Diana Containerships I Com | 10,000 | 6,000 | 0.00% | ||
| 6 | CALIFORNIA RES CORP | 12,697 | 13,000 | 0.00% | ||
| 7 | Novatel Wireless Inc | 10,000 | 18,000 | 0.00% | ||
| 8 | Tanzanian Royalty Exploration | 117,371 | 26,000 | 0.00% | ||
| 9 | SunEdison, Inc. | 49,680 | 27,000 | 0.00% | ||
| 10 | HUGOTON RTY TR TEX | 22,000 | 30,000 | 0.00% | ||
| 11 | ELDORADO GOLD CORP NEW | 11,330 | 36,000 | 0.00% | ||
| 12 | PENN WEST PETE LTD NEW | 46,000 | 43,000 | 0.00% | ||
| 13 | Just Energy Grp Inc | 10,000 | 59,000 | 0.00% | ||
| 14 | Javelin Mtg Invt Corp Com | 10,000 | 72,000 | 0.01% | ||
| 15 | FIFTH STREET FINANCE CORP | 15,000 | 75,000 | 0.01% | ||
| 16 | LIONBRIDGE TECHNOLOGIES ORD | 16,197 | 82,000 | 0.01% | ||
| 17 | GLADSTONE CAPITAL CORP | 12,701 | 95,000 | 0.01% | ||
| 18 | CYPRESS SEMICONDUCTOR CORP | 11,613 | 101,000 | 0.01% | ||
| 19 | WESTERN ASSET MTG CAP CORP | 11,000 | 111,000 | 0.01% | ||
| 20 | TICC CAPITAL CORP | 25,126 | 121,000 | 0.01% | ||
| 21 | Monogram Residential Trust, Inc. | 12,789 | 126,000 | 0.01% | ||
| 22 | FRONTIER COMMUNICATIONS CORP | 25,001 | 140,000 | 0.01% | ||
| 23 | Kayne Anderson Mdstm Com | 13,990 | 148,000 | 0.01% | ||
| 24 | PIMCO CALIFOR MUNI INCM | 12,884 | 151,000 | 0.01% | ||
| 25 | CLEARBRIDGE ENERGY MLP FD INCORPORATED | 12,083 | 164,000 | 0.01% | ||
| 26 | BLACKROCK FLOATING RATE INCO | 12,908 | 166,000 | 0.01% | ||
| 27 | NUVEEN FLTNG RTE INCM OPP FD | 16,923 | 167,000 | 0.01% | ||
| 28 | Enlink Midstream Partners LP | 14,620 | 176,000 | 0.01% | ||
| 29 | NUVEEN CALIF MUNICPAL VALU FD2 COM | 10,740 | 195,000 | 0.01% | ||
| 30 | NIKE INC | 3,286 | 202,000 | 0.01% | ||
| 31 | INTELLIPHARMACEUTICS INTL IN | 98,600 | 202,000 | 0.01% | ||
| 32 | AMERICAN ELEC PWR INC | 3,096 | 206,000 | 0.01% | ||
| 33 | CHESAPEAKE LODGING TRUSTSH BEN INT | 7,800 | 206,000 | 0.01% | ||
| 34 | NEW AMER HIGH INCOME FD INC | 27,071 | 218,000 | 0.02% | ||
| 35 | PACCAR INC | 4,000 | 219,000 | 0.02% | ||
| 36 | SELECT SECTOR SPDR TRUST THE H | 3,303 | 224,000 | 0.02% | ||
| 37 | DUPONT FABROS TECHNOLOGY INC | 5,579 | 226,000 | 0.02% | ||
| 38 | BAKER HUGHES INC | 5,200 | 228,000 | 0.02% | ||
| 39 | Skyworks Solutions | 2,996 | 233,000 | 0.02% | ||
| 40 | BANK AMER CORP | 17,210 | 233,000 | 0.02% | ||
| 41 | CONOCOPHILLIPS | 5,833 | 235,000 | 0.02% | ||
| 42 | MYLAN N V | 5,100 | 236,000 | 0.02% | ||
| 43 | ACUITY BRANDS INC | 1,096 | 239,000 | 0.02% | ||
| 44 | PHILLIPS 66 | 2,828 | 245,000 | 0.02% | ||
| 45 | Houghton Mifflin Harcourt Co | 12,315 | 246,000 | 0.02% | ||
| 46 | INVESCO CALIF VALUE MUN INC | 17,881 | 248,000 | 0.02% | ||
| 47 | PG&E Corp. | 4,210 | 251,000 | 0.02% | ||
| 48 | RAYTHEON CO | 2,082 | 255,000 | 0.02% | ||
| 49 | ONEOK INC NEW | 8,601 | 257,000 | 0.02% | ||
| 50 | VANGUARD WHITEHALL FDS | 3,755 | 259,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086763-16-000023, filed 2016.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
