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PENN WEST
PENN WEST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 148 Institutional holders with a total value of $68,458,365.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FrontFour Capital Group LLC 13,834,903 12,865,000 18.79% SH
2 VANGUARD GROUP INC 7,260,588 6,752,000 9.86%
3 NORGES BANK 6,139,439 5,696,000 8.32%
4 Proxima Capital Management, LLC 6,099,312 5,672,000 8.29%
5 Connor, Clark & Lunn Investment Management Ltd. 4,224,283 3,919,000 5.72%
6 PUBLIC SECTOR PENSION INVESTMENT BOARD 3,894,239 3,613,000 5.28%
7 APG Asset Management N.V. 2,669,457 3,203,000 4.68%
8 Legal & General Group Plc 2,611,507 2,424,000 3.54%
9 CREDIT AGRICOLE S A 2,329,946 2,167,000 3.17%
10 TD ASSET MANAGEMENT INC 2,116,666 1,985,000 2.90%
11 ROYAL BANK OF CANADA 2,046,964 1,903,000 2.78%
12 GRACE & WHITE INC /NY 1,182,964 1,100,000 1.61%
13 GROUP ONE TRADING LLC 968,157 900,000 1.31%
14 BANK OF MONTREAL /CAN/ 933,233 867,000 1.27%
15 DEUTSCHE BANK AG\ 875,906 814,000 1.19%
16 Swiss National Bank 785,800 704,000 1.03%
17 CREDIT SUISSE AG/ 723,799 674,000 0.98%
18 PANAGORA ASSET MANAGEMENT INC 705,184 656,000 0.96%
19 COMMONWEALTH BANK OF AUSTRALIA 681,420 635,000 0.93%
20 Lorber David A 612,500 570,000 0.83% SH
21 Spark Investment Management LLC 536,400 494,000 0.72%
22 PineBridge Investments, L.P. 392,691 471,000 0.69%
23 ONTARIO TEACHERS PENSION PLAN BOARD 453,890 421,000 0.61%
24 Creative Planning 442,653 412,000 0.60%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 423,274 394,000 0.58%
26 SCOTIA CAPITAL INC. 418,630 384,000 0.56%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 407,750 375,000 0.55%
28 BANK OF NOVA SCOTIA 386,303 357,000 0.52%
29 TORONTO DOMINION BANK 384,247 355,000 0.52%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 364,200 339,000 0.50% Put
31 MORGAN STANLEY 357,598 333,000 0.49%
32 GOLDMAN SACHS GROUP INC 343,356 319,000 0.47%
33 Grantham, Mayo, Van Otterloo & Co. LLC 326,500 303,000 0.44%
34 UBS Group AG 313,419 292,000 0.43%
35 Invesco Ltd. 303,459 282,000 0.41%
36 RENAISSANCE TECHNOLOGIES LLC 294,103 273,000 0.40%
37 CITIGROUP INC 293,322 272,000 0.40%
38 DIMENSIONAL FUND ADVISORS LP 289,327 269,000 0.39%
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 272,526 252,000 0.37%
40 LPL Financial LLC 280,444 246,000 0.36%
41 CIBC Asset Management Inc 246,515 228,000 0.33%
42 ELKHORN PARTNERS LIMITED PARTNERSHIP 237,000 220,000 0.32%
43 Raymond James Financial Services Advisors, Inc. 234,274 216,000 0.32%
44 CIBC WORLD MARKET INC. 222,718 207,000 0.30%
45 ACADIAN ASSET MANAGEMENT LLC 182,400 169,000 0.25%
46 GUARDIAN CAPITAL ADVISORS LP 165,264 158,000 0.23%
47 WealthTrust Axiom LLC 165,350 153,000 0.22%
48 US BANCORP \DE\ 161,998 150,000 0.22%
49 Compagnie Lombard Odier SCmA 160,750 149,000 0.22%
50 CITADEL ADVISORS LLC 150,869 141,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.