Dark
Light
System
Institutional Investment Manager
FIRST FOUNDATION ADVISORS
FIRST FOUNDATION ADVISORS (CIK: 0001086763) incorporated in California, located at 18101 Von Karman Avenue, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001086763-16-000033) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 PIMCO MUNICIPAL INCOME I 23,979 307 0.02%
252 PIMCO MUNICIPAL INCOME I 38,445 525 0.04%
253 POWERSHARES ETF TR II 10,628 326 0.02%
254 PROCTER AND GAMBLE CO 19,068 1,711 0.12%
255 PROSPECT CAPITAL CORPORATION 47,888 388 0.03%
256 PRUDENTIAL FINL INC 12,419 1,014 0.07%
257 Paypal Holdings Inc 36,972 1,515 0.10%
258 Pimco Enhanced Short Maturit 285,268 28,929 2.00%
259 Public Storage REIT 2,901 647 0.04%
260 QTS RLTY TR INC 11,736 620 0.04%
261 QUALCOMM INC 266,742 18,272 1.26%
262 RAYTHEON CO 2,217 302 0.02%
263 REALTY INCOME CORP 15,047 1,007 0.07%
264 REPUBLIC SVCS INC 343,740 17,342 1.20%
265 REXFORD INDL RLTY INC 1,079,058 24,700 1.71%
266 RIVERNORTH OPPRTUNITIES FD I 32,748 650 0.04%
267 RLI CORP 4,051 277 0.02%
268 ROCKWELL AUTOMATION INC 3,033 371 0.03%
269 ROCKWELL COLLINS INC 4,500 380 0.03%
270 Retail Opportunity Investments 187,555 4,119 0.28%
271 Rubicon Minerals Corp 14,000 1 0.00%
272 SCHLUMBERGER LTD 12,667 996 0.07%
273 SCHWAB CHARLES CORP 44,953 1,419 0.10%
274 SEMPRA ENERGY 2,816 302 0.02%
275 SILICON MOTION TECHN 5,000 259 0.02%
276 SPDR GOLD TRUST 4,336 545 0.04%
277 SPDR S&P 500 ETF TR 17,353 3,753 0.26%
278 SPDR SER TR 91,053 2,521 0.17%
279 SSGA ACTIVE ETF TR 24,016 1,205 0.08%
280 STARBUCKS CORP 149,404 8,089 0.56%
281 STARWOOD PPTY TR INC 934,828 21,052 1.46%
282 STARZ COM 97,798 3,050 0.21%
283 STARZ COM 46,214 1,441 0.10%
284 STERICYCLE INC 2,575 206 0.01%
285 SYSCO CORP 8,148 399 0.03%
286 Skyworks Solutions 8,435 642 0.04%
287 Special Opportunities Fund Inc 16,744 250 0.02%
288 TABULA RASA HEALTHCARE INC COM 11,100 159 0.01%
289 TEMPLETON EMERGING COM 34,540 380 0.03%
290 TEMPLETON EMERGING COM 47,147 519 0.04%
291 TEVA PHARMACEUTICAL INDS LTD 74,969 3,449 0.24%
292 TEVA PHARMACEUTICAL INDS LTD 41,686 1,918 0.13%
293 TICC CAPITAL CORP 25,126 146 0.01%
294 TIME WARNER INC 19,492 1,552 0.11%
295 TJX COS INC NEW 10,763 805 0.06%
296 TOLL BROTHERS INC 21,440 640 0.04%
297 TOTAL S A F SPONSORED ADR 1 ADR REPS 1 ORD SHS 4,800 229 0.02%
298 Tanzanian Royalty Exploration 117,371 94 0.01%
299 Tortoise Energy Infrastructure 9,622 296 0.02%
300 Travelers Cos Inc 3,015 345 0.02%
Page 6 of 7