| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Trust Asset Management LLC | 1,455,322 | 16,009,000 | 16.90% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,244,514 | 13,690,000 | 14.45% | ||
| 3 | Invesco Ltd. | 801,489 | 8,816,000 | 9.31% | ||
| 4 | MORGAN STANLEY | 750,865 | 8,260,000 | 8.72% | ||
| 5 | INTEGRATED WEALTH COUNSEL, LLC | 513,537 | 5,649,000 | 5.96% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 420,404 | 4,625,000 | 4.88% | ||
| 7 | WELLS FARGO & COMPANY/MN | 404,060 | 4,445,000 | 4.69% | ||
| 8 | ROYAL BANK OF CANADA | 266,172 | 2,928,000 | 3.09% | ||
| 9 | Commonwealth Equity Services, Inc | 248,513 | 2,734,000 | 2.89% | ||
| 10 | LPL Financial LLC | 225,562 | 2,470,000 | 2.61% | ||
| 11 | UBS Group AG | 195,949 | 2,155,000 | 2.27% | ||
| 12 | PENN MUTUAL LIFE INSURANCE CO | 192,000 | 2,112,000 | 2.23% | ||
| 13 | Advisors Asset Management, Inc. | 163,957 | 1,804,000 | 1.90% | ||
| 14 | New Century Advisors, LLC | 146,616 | 1,613,000 | 1.70% | ||
| 15 | HUNTINGTON NATIONAL BANK | 130,508 | 1,436,000 | 1.52% | PRN | |
| 16 | KELMAN-LAZAROV, INC. | 125,959 | 1,379,251 | 1.46% | ||
| 17 | ADVISOR GROUP, INC. | 95,935 | 1,055,000 | 1.11% | ||
| 18 | Cambridge Investment Research Advisors, Inc. | 95,432 | 1,050,000 | 1.11% | ||
| 19 | CITIGROUP INC | 83,122 | 914,000 | 0.96% | ||
| 20 | FIRST FOUNDATION ADVISORS | 81,687 | 899,000 | 0.95% | ||
| 21 | Koshinski Asset Management, Inc. | 77,155 | 849,000 | 0.90% | ||
| 22 | Windsor Capital Management, LLC | 62,725 | 689,000 | 0.73% | ||
| 23 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 61,639 | 678,000 | 0.72% | ||
| 24 | Janney Montgomery Scott LLC | 56,897 | 626,000 | 0.66% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 54,411 | 599,000 | 0.63% | ||
| 26 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 52,500 | 578,000 | 0.61% | ||
| 27 | BARCLAYS PLC | 50,003 | 550,000 | 0.58% | ||
| 28 | First Allied Advisory Services, Inc. | 40,540 | 446,000 | 0.47% | ||
| 29 | Summit Financial Wealth Advisors, LLC | 38,161 | 420,000 | 0.44% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 36,299 | 399,000 | 0.42% | ||
| 31 | HL FINANCIAL SERVICES LLC | 35,681 | 392,000 | 0.41% | ||
| 32 | AMERIPRISE FINANCIAL INC | 35,080 | 385,000 | 0.41% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 29,357 | 323,000 | 0.34% | ||
| 34 | PICTET BANK & TRUST Ltd | 28,000 | 308,000 | 0.33% | ||
| 35 | Cetera Advisor Networks LLC | 25,146 | 277,000 | 0.29% | ||
| 36 | BAIRD FINANCIAL GROUP, INC. | 22,096 | 243,000 | 0.26% | ||
| 37 | FRANKLIN RESOURCES INC | 19,689 | 217,000 | 0.23% | ||
| 38 | NWAM LLC | 19,154 | 211,000 | 0.22% | ||
| 39 | Concert Wealth Management Inc. | 18,794 | 209,000 | 0.22% | ||
| 40 | WEALTHSOURCE PARTNERS, LLC | 18,636 | 205,000 | 0.22% | ||
| 41 | IFP ADVISORS, INC | 14,400 | 158,000 | 0.17% | ||
| 42 | NATIONAL PLANNING CORP | 13,998 | 150,000 | 0.16% | ||
| 43 | ALTFEST L J & CO INC | 12,797 | 141,000 | 0.15% | ||
| 44 | TRUIST FINANCIAL CORP | 12,557 | 138,000 | 0.15% | ||
| 45 | MSI Financial Services Inc | 12,548 | 138,000 | 0.15% | ||
| 46 | M&T BANK CORP | 12,168 | 134,000 | 0.14% | ||
| 47 | SALEM INVESTMENT COUNSELORS INC | 1,200 | 132,000 | 0.14% | ||
| 48 | Bartlett & Co. LLC | 11,869 | 131,000 | 0.14% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,612 | 127,000 | 0.13% | ||
| 50 | GUGGENHEIM CAPITAL LLC | 11,268 | 124,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
