| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CELSION CORPORATION COM PAR | 100 | 0 | 0.00% | Put | |
| 2 | CATHAY GEN BANCORP | 300 | 3,000 | 0.00% | ||
| 3 | GENERAL MTRS CO | 268 | 6,000 | 0.00% | ||
| 4 | GLOBAL EAGLE ENTMT INC | 500 | 7,000 | 0.00% | Call | |
| 5 | MCDERMOTT INTL INC | 1,500 | 8,000 | 0.00% | Call | |
| 6 | JETBLUE AIRWAYS CORP | 500 | 10,000 | 0.00% | Put | |
| 7 | THOMPSON CREEK METALS CO COM | 12,500 | 10,000 | 0.00% | Call | |
| 8 | IONIS PHARMACEUTICAL | 300 | 17,000 | 0.00% | Put | |
| 9 | ENPRO INDS INC | 10,000 | 17,000 | 0.00% | PRN | |
| 10 | VALLEY NATL BANCORP | 68,923 | 17,000 | 0.00% | ||
| 11 | BGC PARTNERS INC | 2,000 | 18,000 | 0.00% | ||
| 12 | JASON INDS INC | 57,866 | 34,000 | 0.01% | ||
| 13 | SOLARCITY CORP | 33,000 | 36,000 | 0.01% | PRN | |
| 14 | GALENA BIOPHARMA INC | 24,500 | 42,000 | 0.01% | Call | |
| 15 | CYTOSORBENTS CORP | 7,400 | 45,000 | 0.01% | ||
| 16 | UNITED STATES STL CORP NEW | 2,500 | 52,000 | 0.01% | Call | |
| 17 | DANAHER CORP DEL LYON 01/21 | 24,000 | 60,000 | 0.02% | PRN | |
| 18 | BEAZER HOMES USA INC | 2,423 | 69,000 | 0.02% | ||
| 19 | THOMPSON CREEK METALS CO COM | 86,400 | 71,000 | 0.02% | Put | |
| 20 | THOMPSON CREEK METALS CO COM | 88,423 | 73,000 | 0.02% | ||
| 21 | ALERE INC | 1,500 | 79,000 | 0.02% | ||
| 22 | WESCO INTL INC | 35,000 | 85,000 | 0.02% | PRN | |
| 23 | IRIDIUM COMMUNICATIONS INC | 10,000 | 91,000 | 0.02% | Put | |
| 24 | IONIS PHARMACEUTICAL | 1,600 | 92,000 | 0.02% | Call | |
| 25 | SEQUENOM INC | 95,000 | 93,000 | 0.02% | PRN | |
| 26 | JARDEN CORP | 57,000 | 96,000 | 0.02% | PRN | |
| 27 | JAKKS PACIFIC INC | 10,000 | 99,000 | 0.03% | ||
| 28 | HOST HOTELS & RESORTS INC | 5,200 | 103,000 | 0.03% | Call | |
| 29 | XENCOR INC COM | 5,489 | 121,000 | 0.03% | ||
| 30 | SEQUENOM INC | 43,000 | 131,000 | 0.03% | ||
| 31 | SEQUENOM INC | 45,900 | 140,000 | 0.04% | Put | |
| 32 | TYSON FOODS INC TANG EQ UNIT | 2,770 | 143,000 | 0.04% | ||
| 33 | HALCON RESOURCES CORP | 151,300 | 176,000 | 0.05% | Call | |
| 34 | BGC PARTNERS INC | 21,500 | 188,000 | 0.05% | Put | |
| 35 | MICRON TECHNOLOGY INC | 11,000 | 207,000 | 0.05% | Put | |
| 36 | GILEAD SCIENCES | 40,000 | 207,000 | 0.05% | PRN | |
| 37 | HOST HOTELS & RESORTS INC | 12,500 | 248,000 | 0.06% | Put | |
| 38 | TOWER SEMICONDUCTOR LTD | 19,000 | 293,000 | 0.08% | ||
| 39 | SANDISK CORP | 5,500 | 320,000 | 0.08% | Call | |
| 40 | TESLA INC | 1,300 | 349,000 | 0.09% | Put | |
| 41 | SOUTHWESTERN ENERGY CO | 18,000 | 409,000 | 0.11% | Call | |
| 42 | CEMEX SAB DE CV | 45,100 | 413,000 | 0.11% | Put | |
| 43 | UNITED STATES STL CORP NEW | 20,700 | 427,000 | 0.11% | Put | |
| 44 | TOWER SEMICONDUCTOR LTD | 29,400 | 454,000 | 0.12% | Put | |
| 45 | KEARNY FINL CORP MD COM | 45,239 | 505,000 | 0.13% | ||
| 46 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 220,106 | 594,000 | 0.15% | ||
| 47 | SANDISK CORP | 11,000 | 640,000 | 0.17% | Put | |
| 48 | WINTRUST FINL CORP | 23,444 | 715,000 | 0.19% | ||
| 49 | Stanley Black & Decker Inc Corp Unit | 5,000 | 725,000 | 0.19% | ||
| 50 | CEMEX SAB DE CV | 80,724 | 739,000 | 0.19% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-15-000389, filed 2015.08.05).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
