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Institutional Investment Manager
FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY (CIK: 0001111629), located at 90 Park Avenue 5th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 335 holdings with a total value of $221,974,766.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 2 5 0.00% Put
2 SEADRILL LIMITED 1 6 0.00%
3 OPKO HEALTH INC 4 34 0.00%
4 AMAZON COM INC 3 38 0.00% Put
5 PEPCO HOLDINGS INC 3 52 0.00% Call
6 GOLDMAN SACHS GROUP INC 1 56 0.00% Put
7 AMERICAN AIRLS GROUP INC 2 85 0.00% Call
8 ALEXION PHARMACEUTIC 1 156 0.00%
9 COMPANHIA ENERGETICA DE MINA 130 231 0.00%
10 Constellation Brand 2 250 0.00%
11 SENECA FOODS CORP NEW 8 256 0.00%
12 WAL-MART STORES INC 3 290 0.00% Put
13 CAESARS ENTERTAINMENT 66 389 0.00%
14 MILLENNIAL MEDIA INC 5 425 0.00% Call
15 TECK RESOURCES LTD 96 461 0.00%
16 NAVIOS MARITIME HOLDINGS INC 250 622 0.00%
17 CNH INDL N V 100 652 0.00%
18 VALE S A 200 670 0.00%
19 Boulevard Acquisition Corp II 100 997 0.00%
20 WESTLAKE CHEM CORP 20 1,038 0.00%
21 NABORS INDUSTRIES LTD 110 1,040 0.00%
22 BANK AMER CORP 112 1,068 0.00% Call
23 PHI NON VTNG 64 1,208 0.00%
24 JOHNSON CTLS INTL PLC 30 1,241 0.00%
25 AMBEV SA 100 1,250 0.00% Call
26 BROOKFIELD GLOBL LISTED INFR 100 1,253 0.00%
27 CHINA UNICOM HONG KONG 100 1,277 0.00%
28 NATIONAL HEALTH INVS INC 23 1,322 0.00%
29 HERTZ GLOBAL HOLDINGS INC COM 84 1,405 0.00%
30 MERGE HEALTHCARE INC 200 1,420 0.00%
31 Alcatel Lucent Adr 400 1,460 0.00%
32 ENSCO PLC 120 1,690 0.00%
33 BANCO BRADESCO S A 345 1,849 0.00%
34 BROWN FORMAN CORP 18 1,926 0.00%
35 TWENTY FIRST CENTY FOX INC 72 1,943 0.00%
36 APACHE CORP 50 1,958 0.00%
37 QUANTA SVCS INC 85 2,058 0.00%
38 HEICO CORP NEW 50 2,270 0.00%
39 NOVABAY PHARMACEUTICALS INC 8,200 2,379 0.00%
40 PEPCO HOLDINGS INC 100 2,422 0.00%
41 WASHINGTON REAL ESTATE INVT 100 2,493 0.00%
42 California Resources Corp 1,000 2,600 0.00%
43 TECO ENERGY INC COM 100 2,626 0.00%
44 OMNICOM GROUP INC 41 2,702 0.00%
45 Rush Enterprises Inc 116 2,704 0.00%
46 INTERCONTINENTAL EXCHANGE IN 12 2,820 0.00%
47 OWENS-ILLINOIS, INC. 145 3,004 0.00%
48 OUTFRONT MEDIA INC 147 3,058 0.00%
49 CBRE GROUP INC 100 3,200 0.00%
50 ADEPT TECHNOLOGY INC 11 3,272 0.00% Call
Page 1 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001111629-15-000005, filed 2015.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.