| 1 |
Advisors Asset Management, Inc. |
741,772 |
9,294,000 |
19.23% |
|
|
| 2 |
MORGAN STANLEY |
501,879 |
6,288,000 |
13.01% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
329,136 |
4,124,000 |
8.53% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
271,063 |
3,397,000 |
7.03% |
|
|
| 5 |
CORNERSTONE ADVISORS INC |
204,299 |
2,560,000 |
5.30% |
|
|
| 6 |
ROYAL BANK OF CANADA |
204,270 |
2,559,000 |
5.29% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
174,320 |
2,184,000 |
4.52% |
|
|
| 8 |
ASHFORD CAPITAL MANAGEMENT INC |
173,059 |
2,168,000 |
4.48% |
|
|
| 9 |
UBS Group AG |
172,643 |
2,163,000 |
4.47% |
|
|
| 10 |
Invesco Ltd. |
120,381 |
1,508,000 |
3.12% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
102,414 |
1,283,000 |
2.65% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
88,128 |
1,104,000 |
2.28% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
76,265 |
955,000 |
1.98% |
|
|
| 14 |
FIRST TRUST ADVISORS LP |
75,175 |
942,000 |
1.95% |
|
|
| 15 |
Virtu KCG Holdings LLC |
71,976 |
902,000 |
1.87% |
|
|
| 16 |
Neuberger Berman Group LLC |
65,890 |
826,000 |
1.71% |
|
|
| 17 |
Cambridge Investment Research Advisors, Inc. |
54,572 |
684,000 |
1.41% |
|
|
| 18 |
AQR ARBITRAGE LLC |
47,603 |
596,000 |
1.23% |
|
|
| 19 |
Janney Montgomery Scott LLC |
41,059 |
514,000 |
1.06% |
|
|
| 20 |
DRW Securities, LLC |
35,788 |
448,000 |
0.93% |
|
|
| 21 |
LPL Financial LLC |
30,680 |
411,000 |
0.85% |
|
|
| 22 |
Investors Capital Advisory Services |
32,693 |
409,000 |
0.85% |
|
|
| 23 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
29,481 |
369,000 |
0.76% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
27,846 |
349,000 |
0.72% |
|
|
| 25 |
Yakira Capital Management, Inc. |
25,736 |
322,000 |
0.67% |
|
SH |
| 26 |
Thomas J. Herzfeld Advisors, Inc. |
21,131 |
265,000 |
0.55% |
|
|
| 27 |
Raymond James Financial Services Advisors, Inc. |
21,055 |
264,000 |
0.55% |
|
|
| 28 |
MSI Financial Services Inc |
20,416 |
256,000 |
0.53% |
|
|
| 29 |
Koshinski Asset Management, Inc. |
12,822 |
212,000 |
0.44% |
|
|
| 30 |
BANK OF MONTREAL /CAN/ |
16,315 |
204,000 |
0.42% |
|
|
| 31 |
WHALEROCK POINT PARTNERS, LLC |
12,667 |
158,000 |
0.33% |
|
|
| 32 |
BROWN ADVISORY INC |
12,109 |
152,000 |
0.31% |
|
|
| 33 |
CITIGROUP INC |
10,309 |
129,000 |
0.27% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,648 |
96,000 |
0.20% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
6,400 |
80,000 |
0.17% |
|
|
| 36 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
3,460 |
43,000 |
0.09% |
|
|
| 37 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
3,460 |
43,000 |
0.09% |
|
|
| 38 |
ENVESTNET ASSET MANAGEMENT INC |
2,881 |
36,000 |
0.07% |
|
|
| 39 |
US BANCORP \DE\ |
1,066 |
13,000 |
0.03% |
|
|
| 40 |
Tower Research Capital LLC (TRC) |
904 |
11,000 |
0.02% |
|
|
| 41 |
NEXT Financial Group, Inc |
800 |
10,000 |
0.02% |
|
|
| 42 |
Clearbridge Investments, LLC |
548 |
7,000 |
0.01% |
|
|
| 43 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
200 |
3,000 |
0.01% |
|
|
| 44 |
FIRST NEW YORK SECURITIES LLC /NY |
100 |
1,253 |
0.00% |
|
|
