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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 2,269 holdings with a total value of $31,754,254,000.
#
Name
Shares
Value ($)
%
Options
Notes
2251 VALE S A 16,009 81,000 0.00%
2252 FIBRIA CELULOSE S A SP ADR REP COM 12,043 81,000 0.00%
2253 Inventure Foods Inc 10,123 79,000 0.00%
2254 PETROLEO BRASILEIRO SA PETRO 10,912 78,000 0.00%
2255 ANGIES LIST INC 11,912 78,000 0.00%
2256 AMBEV SA 13,050 77,000 0.00%
2257 GAIN CAP HLDGS INC 12,253 77,000 0.00%
2258 ORION GROUP HLDGS INC COM 14,091 75,000 0.00%
2259 COSAN LTD 11,360 74,000 0.00%
2260 COMMERCIAL VEH GROUP INC 13,908 72,000 0.00%
2261 PIER 1 IMPORTS INC 11,542 59,000 0.00%
2262 OCWEN FINL CORP 33,514 57,000 0.00%
2263 BLACKROCK DEBT STRAT FD INC COM 15,821 56,000 0.00%
2264 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 12,653 56,000 0.00%
2265 INFORMATION SERVICES GROUP I 14,425 54,000 0.00%
2266 FIVE STAR SENIOR LIVING INC 23,236 54,000 0.00%
2267 LEE ENTERPRISES INC 26,740 51,000 0.00%
2268 Nomura Holdings Inc 14,311 50,000 0.00%
2269 UNIVERSAL TECHNICAL INST INC 10,932 25,000 0.00%
Page 46 of 46

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-009860, filed 2016.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.