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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 2,269 holdings with a total value of $31,754,254,000.
#
Name
Shares
Value ($)
%
Options
Notes
2201 INNERWORKINGS INC 19,815 164,000 0.00%
2202 WHITESTONE REIT 10,850 164,000 0.00%
2203 MYERS INDS INC COM 11,312 163,000 0.00%
2204 XCERRA CORP 27,622 159,000 0.00%
2205 ARBOR REALTY TRUST INC 21,518 155,000 0.00%
2206 TRISTATE CAP HLDGS INC COM 11,249 154,000 0.00%
2207 PARK ELECTROCHEMICAL CORP 10,444 152,000 0.00%
2208 GRAY TELEVISION INC COM 13,919 151,000 0.00%
2209 LANDEC CORP 13,973 150,000 0.00%
2210 UNITED CMNTY FINL CORP OHIO 24,489 149,000 0.00%
2211 COLUMBUS MCKINNON CORP N Y COM 10,378 147,000 0.00%
2212 PARKER DRILLING COMPANY 63,990 147,000 0.00%
2213 AEGON N V 36,236 145,000 0.00%
2214 LUMOS NETWORKS CORP 12,017 145,000 0.00%
2215 ASHFORD HOSPITALITY PRIME IN 10,151 144,000 0.00%
2216 LEGG MASON BW GLB INC OPP FD 11,025 143,000 0.00%
2217 AMERICAN SOFTWARE CL A CLASS A 13,553 142,000 0.00%
2218 COHU INC 13,037 141,000 0.00%
2219 HORNBECK OFFSHORE SVCS IN 16,622 139,000 0.00%
2220 KIMBALL ELECTRONICS INC COM 11,029 137,000 0.00%
2221 CONTROL4 CORP 16,571 135,000 0.00%
2222 DICE HOLDINGS INC 21,410 133,000 0.00%
2223 SPORTSMANS WAREHOUSE 16,330 132,000 0.00%
2224 ITAU UNIBANCO HLDG SA 13,871 131,000 0.00%
2225 FUTUREFUEL CORPORATION 11,734 128,000 0.00%
2226 WINTHROP RLTY TR 14,430 127,000 0.00%
2227 DAKTRONICS INC 19,974 125,000 0.00%
2228 STEIN MART INC 15,319 118,000 0.00%
2229 NUVEEN FLTNG RTE INCM OPP FD 11,526 118,000 0.00%
2230 LIONBRIDGE TECHNOLOGIES ORD 29,249 116,000 0.00%
2231 CELADON GROUP INC 14,252 116,000 0.00%
2232 NUVEEN FLOATING RATE INCOME 11,085 115,000 0.00%
2233 Mizuho Financial Group 37,528 107,000 0.00%
2234 STAGE STORES INC 21,725 106,000 0.00%
2235 ZAGG INCORPORATED 20,128 106,000 0.00%
2236 BANCO BRADESCO S A 13,620 106,000 0.00%
2237 OLD SECOND BANCORP INC ILL 15,254 104,000 0.00%
2238 ENOVA INTL INC COM 13,862 102,000 0.00%
2239 PLANET PAYMENT INC 22,405 101,000 0.00%
2240 MACATAWA BK CORP 13,482 100,000 0.00%
2241 YAMANA GOLD INC 19,000 99,000 0.00%
2242 LIQUIDITY SERVICES INC 12,687 99,000 0.00%
2243 INDEPENDENCE RLTY TR INC COM 12,034 98,000 0.00%
2244 ULTRA CLEAN HLDGS INC 16,826 96,000 0.00%
2245 AMYRIS INC COM 207,517 93,000 0.00%
2246 TRC COS INC 14,593 92,000 0.00%
2247 ENPHASE ENERGY INC 46,407 92,000 0.00%
2248 COMPANHIA ENERGETICA DE MINA 41,247 91,000 0.00%
2249 SUMITOMO MITSUI FINL GROUP I 15,319 88,000 0.00%
2250 CASCADE BANCORP 15,782 87,000 0.00%
Page 45 of 46

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-009860, filed 2016.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.