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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,301 holdings with a total value of $33,496,588,000.
#
Name
Shares
Value ($)
%
Options
Notes
2151 ENCORE CAP GROUP INC 12,926 291,000 0.00%
2152 INTEGRATED DEVICE TECHNOLOGY 12,566 290,000 0.00%
2153 CEDAR REALTY TRUST INC COM NEW 39,743 286,000 0.00%
2154 PGT INNOVATIONS INC COM 26,605 284,000 0.00%
2155 COMPANHIA ENERGETICA DE MINA 109,597 284,000 0.00%
2156 SCICLONE PHARMACEUTICALS INC 27,516 282,000 0.00%
2157 ASCENA RETAIL GROUP INC COM 50,492 282,000 0.00%
2158 NEW MTN FIN CORP 20,358 280,000 0.00%
2159 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 22,657 279,000 0.00%
2160 CSW INDUSTRIALS INC COM 8,544 277,000 0.00%
2161 MARINEMAX INC COM 13,202 277,000 0.00%
2162 8POINT3 ENERGY PARTNERS LP 19,214 277,000 0.00%
2163 TOWER INTL INC 11,483 277,000 0.00%
2164 First Potomac Realty Trust 29,841 273,000 0.00%
2165 CONTROL4 CORP 22,218 273,000 0.00%
2166 MOELIS & CO 10,102 272,000 0.00%
2167 BANCORP INC DEL COM 42,287 271,000 0.00%
2168 ECHO GLOBAL LOGISTICS INC COM 11,713 270,000 0.00%
2169 PACIFIC ETHANOL INC 38,031 263,000 0.00%
2170 KIMBALL INTL INC 20,358 263,000 0.00%
2171 STONERIDGE INC COM 14,226 262,000 0.00%
2172 REX AMERICAN RES CORP COM 3,077 261,000 0.00%
2173 CHASE CORP COM 3,782 261,000 0.00%
2174 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 24,969 259,000 0.00%
2175 ISHARES 7,500 259,000 0.00%
2176 ALLEGIANT TRAVEL CO 1,951 258,000 0.00%
2177 MARCUS CORP DEL COM 10,252 257,000 0.00%
2178 SP PLUS CORP COM 9,965 255,000 0.00%
2179 ALMOST FAMILY INC COM 6,882 253,000 0.00%
2180 ISHARES TR MSCI UTD KNGDM 15,930 252,000 0.00%
2181 NUVEEN MUN 2021 TARGET TERM FD COM 25,126 252,000 0.00%
2182 ISHARES INC 5,940 251,000 0.00%
2183 ICONIX BRAND GROUP INC 30,509 248,000 0.00%
2184 TEMPUR SEALY INTL INC 4,342 246,000 0.00%
2185 SUPERNUS PHARMACEUTICALS INC 9,908 245,000 0.00%
2186 ZEBRA TECHNOLOGIES CORPORATION CL A 3,505 244,000 0.00%
2187 INOGEN INC COM 4,076 244,000 0.00%
2188 PJT PARTNERS INC 8,887 242,000 0.00%
2189 UNIFI INC COM NEW 8,208 242,000 0.00%
2190 ITAU UNIBANCO HLDG SA 22,017 241,000 0.00%
2191 OFG BANCORP COM 23,870 241,000 0.00%
2192 CPFL ENERGIA S A 16,200 240,000 0.00%
2193 ENNIS INC COM 14,209 239,000 0.00%
2194 NATIONAL PRESTO INDS INC COM 2,722 239,000 0.00%
2195 CAREER EDUCATION CRP 34,979 238,000 0.00%
2196 LYON WILLIAM HOMES CL A NEW 12,723 236,000 0.00%
2197 RUTHS CHRIS STEAK HSE INC COM 16,523 233,000 0.00%
2198 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 38,674 232,000 0.00%
2199 CHICAGO BRIDGE & IRON CO N V 8,286 232,000 0.00%
2200 GRAY TELEVISION INC COM 22,382 232,000 0.00%
Page 44 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-011209, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.