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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 Developers Diversified Realty Corp 22,680,000 26,193,000 0.55% PRN
52 WAL-MART STORES INC 339,125 25,933,000 0.55%
53 R H 322,952 25,691,000 0.54%
54 PINNACLE FOODS INC DEL 772,526 25,223,000 0.53%
55 VOLCANO CORPORATION 28,750,000 24,987,000 0.53% PRN
56 DR PEPPER SNAPPLE GROUP INC 383,948 24,692,000 0.52%
57 FACEBOOK INC 309,419 24,456,000 0.52%
58 SMUCKER J M CO 243,221 24,076,000 0.51%
59 DICKS SPORTING GOODS 542,500 23,805,000 0.50%
60 ADVANCE AUTO PARTS INC 177,853 23,174,000 0.49%
61 CADENCE DESIGN SYSTEM INC 1,333,088 22,942,000 0.48%
62 WHOLE FOODS MKT INC 597,307 22,763,000 0.48%
63 KROGER CO 437,363 22,743,000 0.48%
64 PACKAGING CORP AMER 353,968 22,590,000 0.48%
65 Liberty Interactive Corp A 590,957 22,433,000 0.47%
66 COCA COLA EUROPEAN PARTNERS SHS 494,611 21,941,000 0.46%
67 LIBERTY TRIPADVISOR HLDGS INC COM SER A 645,366 21,878,000 0.46%
68 STANLEY BLACK &DECKER INC 233,092 20,696,000 0.44%
69 COLGATE PALMOLIVE CO 310,000 20,218,000 0.43%
70 TIME WARNER INC 267,181 20,095,000 0.42%
71 REDWOOD TR INC 1,186,219 19,668,000 0.42%
72 EXELON CORP 573,200 19,540,000 0.41%
73 SVB FINL GROUP 171,096 19,178,000 0.41%
74 MGM RESORTS INTERNATIONAL 15,000,000 19,043,000 0.40% PRN
75 PHILIP MORRIS INTL INC 228,053 19,020,000 0.40%
76 CRANE CO 299,701 18,944,000 0.40%
77 NATIONAL OILWELL VARCO INC 247,746 18,853,000 0.40%
78 NVIDIA CORPORATION 990,770 18,280,000 0.39%
79 FOOT LOCKER INC 323,290 17,991,000 0.38%
80 PORTLAND GEN ELEC CO 557,882 17,919,000 0.38%
81 PPG INDS INC 90,713 17,847,000 0.38%
82 HUB GROUP INC CL A 435,882 17,666,000 0.37%
83 EOG RES INC 175,960 17,424,000 0.37%
84 CONSTELLIUM NV CL A 705,368 17,359,000 0.37%
85 XCEL ENERGY INC 543,750 16,530,000 0.35%
86 JINKOSOLAR HLDG CO LTD 600,864 16,518,000 0.35%
87 CITIGROUP INC 308,274 15,975,000 0.34%
88 Chesapeake Energy Corp 15,600,000 15,835,000 0.33% PRN
89 RELIANCE STEEL & ALUMINUM CO 228,420 15,624,000 0.33%
90 KRAFT HEINZ CO COM 276,850 15,614,000 0.33%
91 ARCELORMITTAL SA LUXEMBOURG 1,108,773 15,179,000 0.32%
92 BAKER HUGHES INC 231,423 15,056,000 0.32%
93 SEMPRA ENERGY 140,650 14,822,000 0.31%
94 QUANTA SVCS INC 405,428 14,713,000 0.31%
95 AK STL HLDG CORP 1,814,963 14,538,000 0.31%
96 EDISON INTL 258,516 14,456,000 0.31%
97 REGIONS FINANCIAL CORP NEW 1,439,528 14,453,000 0.31%
98 SIGNATURE BANK 128,353 14,383,000 0.30%
99 PINNACLE WEST 262,534 14,345,000 0.30%
100 COMMERCIAL METALS CO COM 830,194 14,171,000 0.30%
Page 2 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER CABLE INC 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 Sigma-Aldrich 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER CABLE INC 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 TW TELECOM INC 880,917 36,655,000 21.73%
3 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%
4 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN