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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 ANIXTER INTL INC 166,833 14,154,000 0.30%
102 CLAYMORE EXCHANGE TRD FD TR 348,109 14,151,000 0.30%
103 SONOCO PRODS CO 359,132 14,110,000 0.30%
104 APOLLO ED GROUP INC 560,576 14,098,000 0.30%
105 FIFTH THIRD BANCORP 700,098 14,016,000 0.30%
106 SILGAN HOLDINGS INC 296,627 13,941,000 0.29%
107 AMERICAN ELEC PWR INC 265,498 13,862,000 0.29%
108 WERNER ENTERPRISES INC 548,184 13,814,000 0.29%
109 WEB COM GROUP INC 15,000,000 13,809,000 0.29% PRN
110 QIHOO 360 TECHNOLOGY CO LTD 197,513 13,326,000 0.28%
111 NORTHEASTUTILITI 300,328 13,305,000 0.28%
112 YELP INC 194,585 13,280,000 0.28%
113 CMS ENERGY CORP 443,772 13,162,000 0.28%
114 NRG Yield Inc 271,293 12,764,000 0.27%
115 B/E AEROSPACE INC 150,161 12,605,000 0.27%
116 FXCM INC 12,000,000 12,526,000 0.26% PRN
117 Lamar Advertising Co A 253,091 12,465,000 0.26%
118 RED HAT INC 220,067 12,357,000 0.26%
119 LENNOX INTL INC 160,496 12,337,000 0.26%
120 SOLARCITY CORP 206,498 12,307,000 0.26%
121 METLIFE INC 225,873 12,134,000 0.26%
122 VISTEON CORP COM NEW 124,433 12,101,000 0.26%
123 MORGAN STANLEY 343,648 11,880,000 0.25%
124 OSHKOSH CORP 265,951 11,742,000 0.25%
125 APPLE INC 114,691 11,555,000 0.24%
126 NORTHSTAR RLTY FIN CORP COM NEW 647,748 11,446,000 0.24%
127 PHH CORP 6,000,000 11,420,000 0.24% PRN
128 Exelexis 20,000,000 11,285,000 0.24% PRN
129 FLOWSERVE CORP 154,009 10,861,000 0.23%
130 AFFILIATED MANAGERS GROUP 53,762 10,772,000 0.23%
131 V F CORP 160,817 10,619,000 0.22%
132 COMPASS MINERALS INTL INC 125,969 10,617,000 0.22%
133 POST HLDGS INC 316,400 10,498,000 0.22%
134 SIRIUS XM HOLDINGS INC 2,994,790 10,452,000 0.22%
135 TRINITY INDS INC 223,509 10,442,000 0.22%
136 EAST WEST BANCORP INC 306,710 10,428,000 0.22%
137 SANCHEZ ENERGY CORP COM 390,431 10,253,000 0.22%
138 GRUBHUB INC 297,522 10,187,000 0.22%
139 DISH NETWORK A 155,645 10,052,000 0.21%
140 Mentor Graphics Corp 8,513,000 9,992,000 0.21%
141 PVH CORPORATION 77,500 9,389,000 0.20%
142 NEXTERA ENERGY INC 99,418 9,333,000 0.20%
143 T MOBILE US INC 318,355 9,191,000 0.19%
144 INGERSOLL-RAND PLC 161,640 9,110,000 0.19%
145 KIRBY CORP 74,814 8,817,000 0.19%
146 SANDISK CORP 89,355 8,752,000 0.18%
147 INFINERA CORPORATION 818,498 8,733,000 0.18%
148 CARMAX INC 183,647 8,530,000 0.18%
149 MONSANTO CO NEW 74,686 8,403,000 0.18%
150 SNAP ON INC 69,300 8,391,000 0.18%
Page 3 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER INC NEW 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 SIGMA ALDRICH 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER INC NEW 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%