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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 UMPQUA HLDGS CORP 280,434 4,619,000 0.10%
202 RICE ENERGY INCORPORATED 163,588 4,351,000 0.09%
203 ANADARKO PETE CORP 42,475 4,309,000 0.09%
204 KBR INC 226,957 4,274,000 0.09%
205 SUNCOR ENERGY INC NEW 117,264 4,239,000 0.09%
206 SPDR S&P MIDCAP 400 ETF TR 16,900 4,214,000 0.09%
207 CIMAREX ENERGY 32,969 4,172,000 0.09%
208 Welltower Inc. 66,377 4,140,000 0.09%
209 INTEGRATED DEVICE TECHNOLOGY 258,357 4,121,000 0.09%
210 CURTISS WRIGHT CORP 61,930 4,082,000 0.09%
211 RPC INC 185,795 4,080,000 0.09%
212 GREENBRIER COS INC 2,000,000 4,055,000 0.09% PRN
213 UNITED PARCEL SERVICE INC 41,250 4,054,000 0.09%
214 INVESCO LTD 102,519 4,047,000 0.09%
215 ISHARES TR 36,400 3,980,000 0.08%
216 COOPER TIRE RUBR CO 136,834 3,927,000 0.08%
217 WYNDHAM WORLDWIDE CORP 48,100 3,909,000 0.08%
218 STERLING BANCORP DEL COM 303,055 3,876,000 0.08%
219 ISHARES TR 19,500 3,866,000 0.08%
220 NEWPARK RES INC COM PAR $.01NEW 310,374 3,861,000 0.08%
221 GOODRICH PETE CORP 257,976 3,823,000 0.08%
222 RACKSPACE HOSTING INC 115,101 3,747,000 0.08%
223 CLIFFS NAT RES INC 355,686 3,692,000 0.08%
224 REX ENERGY CORPORATION 286,818 3,634,000 0.08%
225 SOLAZYME INC 4,000,000 3,622,000 0.08% PRN
226 AMERICAN WTR WKS CO INC NEW 74,340 3,585,000 0.08%
227 MATSON INC COM 143,000 3,579,000 0.08%
228 COMCAST CORP NEW 65,899 3,544,000 0.07%
229 HYSTER YALE MATLS HANDLING I 49,400 3,538,000 0.07%
230 A10 NETWORKS INC 387,513 3,530,000 0.07%
231 SUNTRUST BKS INC 92,539 3,519,000 0.07%
232 OPUS BK IRVINE CALIF COM 112,766 3,454,000 0.07%
233 OWENS CORNING NEW 108,565 3,447,000 0.07%
234 JARDEN CORP 2,500,000 3,427,000 0.07% PRN
235 ELECTRONICS FOR IMAGING INC 76,857 3,395,000 0.07%
236 ALLIANCEBERNSTEIN HLDG L P 129,485 3,368,000 0.07%
237 RYERSON HLDG CORP COM 261,360 3,345,000 0.07%
238 MEMORIAL RESOURCE DEV CORP 123,255 3,341,000 0.07%
239 SERVICE CORP INTL 156,374 3,306,000 0.07%
240 CHURCH & DWIGHT 46,800 3,283,000 0.07%
241 OMEGA HEALTHCARE INVS INC 95,138 3,253,000 0.07%
242 EMERALD OIL INC 527,171 3,242,000 0.07%
243 SBA COMMUNICATIONS CORP 27,864 3,090,000 0.07%
244 Patterson UTI Energy Inc Com 94,943 3,088,000 0.07%
245 PROLOGIS INC 81,440 3,070,000 0.06%
246 TESARO INCORPORATED 113,000 3,042,000 0.06%
247 TESLA INC 12,536 3,042,000 0.06%
248 SIGNET JEWELERS LIMITED 26,351 3,002,000 0.06%
249 DIAMOND FOODS INC 101,078 2,892,000 0.06%
250 RSX - Market Vectors Russia ETF 127,907 2,861,000 0.06%
Page 5 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER INC NEW 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 SIGMA ALDRICH 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER INC NEW 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%
2 TW TELECOM INC 880,917 36,655,000 21.73%
3 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
4 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%