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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 MONDELEZ INTL INC 956,235 32,765,000 0.69%
252 MONSANTO CO NEW 74,686 8,403,000 0.18%
253 MORGAN STANLEY 343,648 11,880,000 0.25%
254 Mentor Graphics Corp 8,513,000 9,992,000 0.21%
255 NATIONAL OILWELL VARCO INC 247,746 18,853,000 0.40%
256 NATIONAL RETAIL PPTYS INC 8,305 287,000 0.01%
257 NAVISTAR INTL CORP NEW 100,000 145,000 0.00% Put
258 NCR CORP NEW 1,919,122 64,118,000 1.35%
259 NETSUITE INC 1,000,000 1,046,000 0.02% PRN
260 NEUROCRINE BIOSCIENCES INC 100,000 1,567,000 0.03%
261 NEWFIELD EXPL CO 190,188 7,050,000 0.15%
262 NEWPARK RES INC COM PAR $.01NEW 310,374 3,861,000 0.08%
263 NEXTERA ENERGY INC 99,418 9,333,000 0.20%
264 NOBLE CORP PLC 2,557,977 56,838,000 1.20%
265 NORTHEASTUTILITI 300,328 13,305,000 0.28%
266 NORTHSTAR RLTY FIN CORP COM NEW 647,748 11,446,000 0.24%
267 NPS Pharmaceuticals, Inc. 31,000 806,000 0.02%
268 NRG ENERGY INC 254,010 7,742,000 0.16%
269 NRG Yield Inc 271,293 12,764,000 0.27%
270 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 1,000,000 991,000 0.02% PRN
271 NVIDIA CORPORATION 990,770 18,280,000 0.39%
272 Nielsen Holdings B.V. 2,990,700 132,578,000 2.80%
273 Nuverra Environmental Solutions Inc 478,054 7,051,000 0.15%
274 Nuverra Environmental Solutions Inc 60,000 46,000 0.00% Call
275 OCEAN RIG UDW INC 55,764 899,000 0.02%
276 OLYMPIC STEEL INC COM 94,875 1,952,000 0.04%
277 OMEGA HEALTHCARE INVS INC 95,138 3,253,000 0.07%
278 ON SEMICONDUCTOR CORP 11,872 106,000 0.00%
279 OPUS BK IRVINE CALIF 112,766 3,454,000 0.07%
280 OSHKOSH CORP 265,951 11,742,000 0.25%
281 OWENS CORNING NEW 108,565 3,447,000 0.07%
282 PACIFIC ETHANOL INC 130,000 1,815,000 0.04%
283 PACKAGING CORP AMER 353,968 22,590,000 0.48%
284 PARAGON OFFSHORE PLC 150,000 922,000 0.02%
285 PARNELL PHARMACEUTICALS HOLDINGS LTD 140,100 806,000 0.02%
286 PATTERSON UTI ENERGY INC 94,943 3,088,000 0.07%
287 PETROLEO BRASILEIRO SA PETRO 35,100 498,000 0.01%
288 PHH CORP 6,000,000 11,420,000 0.24% PRN
289 PHILIP MORRIS INTL INC 228,053 19,020,000 0.40%
290 PINNACLE FOODS INC DEL 772,526 25,223,000 0.53%
291 PINNACLE WEST 262,534 14,345,000 0.30%
292 PLUG POWER INC 250,000 1,148,000 0.02%
293 PORTLAND GEN ELEC CO 557,882 17,919,000 0.38%
294 POST HLDGS INC 316,400 10,498,000 0.22%
295 PPG INDS INC 90,713 17,847,000 0.38%
296 PPL CORP 208,296 6,840,000 0.14%
297 PRAXAIR INC 41,250 5,321,000 0.11%
298 PROLOGIS INC 81,440 3,070,000 0.06%
299 PROTHENA CORP PLC 35,000 776,000 0.02%
300 PUBLIC SVC ENTERPRISE GRP IN 50,000 4,000 0.00% Call
Page 6 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER CABLE INC 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 Sigma-Aldrich 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER CABLE INC 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%