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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 NATIONAL OILWELL VARCO INC 247,746 18,853,000 0.40%
352 CRANE CO 299,701 18,944,000 0.40%
353 PHILIP MORRIS INTL INC 228,053 19,020,000 0.40%
354 MGM RESORTS INTERNATIONAL 15,000,000 19,043,000 0.40% PRN
355 SVB FINL GROUP 171,096 19,178,000 0.41%
356 EXELON CORP 573,200 19,540,000 0.41%
357 REDWOOD TR INC 1,186,219 19,668,000 0.42%
358 TIME WARNER INC 267,181 20,095,000 0.42%
359 COLGATE PALMOLIVE CO 310,000 20,218,000 0.43%
360 STANLEY BLACK &DECKER INC 233,092 20,696,000 0.44%
361 LIBERTY TRIPADVISOR HLDGS INC COM SER A 645,366 21,878,000 0.46%
362 COCA COLA EUROPEAN PARTNERS SHS 494,611 21,941,000 0.46%
363 Liberty Interactive Corp A 590,957 22,433,000 0.47%
364 PACKAGING CORP AMER 353,968 22,590,000 0.48%
365 KROGER CO 437,363 22,743,000 0.48%
366 WHOLE FOODS MKT INC 597,307 22,763,000 0.48%
367 CADENCE DESIGN SYSTEM INC 1,333,088 22,942,000 0.48%
368 ADVANCE AUTO PARTS INC 177,853 23,174,000 0.49%
369 DICKS SPORTING GOODS 542,500 23,805,000 0.50%
370 SMUCKER J M CO 243,221 24,076,000 0.51%
371 FACEBOOK INC 309,419 24,456,000 0.52%
372 DR PEPPER SNAPPLE GROUP INC 383,948 24,692,000 0.52%
373 VOLCANO CORPORATION 28,750,000 24,987,000 0.53% PRN
374 PINNACLE FOODS INC DEL 772,526 25,223,000 0.53%
375 R H 322,952 25,691,000 0.54%
376 WAL-MART STORES INC 339,125 25,933,000 0.55%
377 Developers Diversified Realty Corp 22,680,000 26,193,000 0.55% PRN
378 SALESFORCE COM INC 457,981 26,348,000 0.56%
379 DOLLAR TREE INC 475,852 26,681,000 0.56%
380 WHITEWAVE FOODS CO 745,800 27,095,000 0.57%
381 UNIT CORP COM 463,528 27,186,000 0.57%
382 RYLAND GROUP INC 22,500,000 27,755,000 0.59% PRN
383 DANAHER CORP DEL 366,250 27,828,000 0.59%
384 CITRIX SYS INC 395,336 28,203,000 0.60%
385 WESCO INTL INC 362,692 28,384,000 0.60%
386 AMERICAN AIRLS GROUP INC 846,801 30,044,000 0.63%
387 Auxilium Pharmaceuticals Inc 22,700,000 30,065,000 0.64% PRN
388 CSX CORP 968,114 31,038,000 0.66%
389 COBALT INTL ENERGY INC 38,250,000 31,697,000 0.67% PRN
390 Energizer Holding Inc 257,557 31,734,000 0.67%
391 MONDELEZ INTL INC 956,235 32,765,000 0.69%
392 GAMESTOP CORP NEW 819,814 33,776,000 0.71%
393 BHP GROUP LTD 577,655 34,012,000 0.72%
394 UBIQUITI NETWORKS INC 928,518 34,847,000 0.74%
395 AK STL CORP 21,003,000 35,532,000 0.75% PRN
396 DOMINION ENERGY INC 545,700 37,702,000 0.80%
397 DARLING INGREDIENTS INC 2,108,448 38,627,000 0.82%
398 HONEYWELL INTL INC 427,578 39,816,000 0.84%
399 TYSON FOODS INC TANG EQ UNIT 795,500 40,081,000 0.85%
400 SHIRE PLC 157,001 40,671,000 0.86%
Page 8 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER CABLE INC 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 Sigma-Aldrich 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER CABLE INC 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%