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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 VIACOM INC NEW 8,924 687,000 0.01%
402 VIPSHOP HLDGS LTD 32,428 6,129,000 0.13%
403 VISTEON CORP COM NEW 124,433 12,101,000 0.26%
404 VITESSE SEMICONDUCTOR CORP 170,057 612,000 0.01%
405 VOLCANO CORPORATION 28,750,000 24,987,000 0.53% PRN
406 VONAGE HLDGS CORP 30,055 99,000 0.00%
407 WAL-MART STORES INC 339,125 25,933,000 0.55%
408 WEB COM GROUP INC 15,000,000 13,809,000 0.29% PRN
409 WELLTOWER INC. 66,377 4,140,000 0.09%
410 WERNER ENTERPRISES INC 548,184 13,814,000 0.29%
411 WESCO INTL INC 362,692 28,384,000 0.60%
412 WESCO INTL INC 20,500,000 57,048,000 1.21%
413 WHITEWAVE FOODS CO 745,800 27,095,000 0.57%
414 WHITING PETROLEUM CORP COM 66,612 5,166,000 0.11%
415 WHOLE FOODS MKT INC 597,307 22,763,000 0.48%
416 WILLIAMS SONOMA INC 100,000 835,000 0.02% Put
417 WORKDAY INC 500,000 600,000 0.01% PRN
418 WYNDHAM WORLDWIDE CORP 48,100 3,909,000 0.08%
419 Washington Prime Group 70,514 1,233,000 0.03%
420 Welltower Inc 7,500 434,000 0.01%
421 XCEL ENERGY INC 543,750 16,530,000 0.35%
422 XCERRA CORP COM 41,052 402,000 0.01%
423 YELP INC 194,585 13,280,000 0.28%
424 ZEP INC 99,607 1,396,000 0.03%
425 ZIONS BANCORPORATION 180,048 5,232,000 0.11%
426 ZYNGA INC 734,266 1,983,000 0.04%
427 Zillow, Inc. 62,891 7,295,000 0.15%
Page 9 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER CABLE INC 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 Sigma-Aldrich 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER CABLE INC 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%