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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001132716-14-000014) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 FORD MTR CO DEL 50,000 0 0.00% Call
2 FIRSTENERGY CORP 50,000 1,000 0.00% Call
3 MONDELEZ INTL INC 50,000 2,000 0.00% Call
4 SEQUENOM INC 50,000 2,000 0.00% Call
5 SYNTA PHARMACEUTICALS CORP 25,000 4,000 0.00% Call
6 PUBLIC SVC ENTERPRISE GRP IN 50,000 4,000 0.00% Call
7 ISHARES TR 200,000 5,000 0.00% Call
8 DU PONT E I DE NEMOURS & CO 40,000 6,000 0.00% Put
9 TECO ENERGY INC COM 30,000 8,000 0.00% Put
10 UNITED STATES STL CORP NEW 25,000 8,000 0.00% Put
11 EXELON CORP 50,000 12,000 0.00% Put
12 UNITED STATES OIL FUND LP 50,000 17,000 0.00% Put
13 KOHLS 100,000 25,000 0.00% Put
14 COCA COLA ENTERPRISES INC NE COM 200,000 30,000 0.00% Call
15 BHP BILLITON LTD 150,000 31,000 0.00% Call
16 SELECT SECTOR SPDR TR 100,000 31,000 0.00% Put
17 CLOROX CO DEL 100,000 35,000 0.00% Call
18 VALE S A 788,600 41,000 0.00% Call
19 LULULEMON ATHLETICA INC 103,500 45,000 0.00% Call
20 Nuverra Environmental Solutions Inc 60,000 46,000 0.00% Call
21 CSX CORP 400,000 52,000 0.00% Put
22 EXELON CORP 140,000 68,000 0.00% Call
23 APPLE INC 50,000 72,000 0.00% Put
24 Cincinnati Bell Inc 24,590 83,000 0.00%
25 LATTICE SEMICONDUCTOR CORP 11,146 84,000 0.00%
26 SUNSHINE HEART INC 15,523 88,000 0.00%
27 DRYSHIPS INC 150,000 89,000 0.00% Put
28 STANDARD PAC CORP 11,876 89,000 0.00%
29 AMKOR TECHNOLOGY INC 10,655 90,000 0.00%
30 ISHARES TR 20,000 98,000 0.00% Put
31 VONAGE HLDGS CORP 30,055 99,000 0.00%
32 ON SEMICONDUCTOR CORP 11,872 106,000 0.00%
33 QLOGIC CORP 11,877 109,000 0.00%
34 HERSHA HOSPITALITY TR 19,201 122,000 0.00%
35 LXP INDUSTRIAL TRUST COM 13,628 133,000 0.00%
36 RALPH LAUREN CORP 50,000 134,000 0.00% Put
37 MARVELL TECHNOLOGY GROUP LTD 10,404 140,000 0.00%
38 RIO TINTO PLC 56,800 142,000 0.00% Put
39 NAVISTAR INTL CORP NEW 100,000 145,000 0.00% Put
40 COMMUNITY HEALTH SYS INC NEW 5,006,300 150,000 0.00%
41 DOLLAR TREE INC 100,000 160,000 0.00% Call
42 RESOURCE CAP CORP 39,868 194,000 0.00%
43 CACI INTL INC CL A 2,840 202,000 0.00%
44 Aaron's Inc 8,600 209,000 0.00%
45 LTC PPTYS INC COM 5,774 213,000 0.00%
46 CERULEAN PHARMA INC 50,421 213,000 0.00%
47 MCDONALDS CORP 2,266 215,000 0.00%
48 FRESH DEL MONTE PRODUCE INC COM 6,873 219,000 0.00%
49 DR PEPPER SNAPPLE GROUP INC 216,200 227,000 0.00% Call
50 UNDER ARMOUR INC 100,000 228,000 0.00% Put
Page 1 of 9
New Holding filing (0001132716-15-000023) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 TRW AUTOMOTIVE HLDGS CORP 1,398,700 141,618,000 29.99%
2 DirectTV Com 1,008,012 87,213,000 18.47%
3 TIME WARNER INC NEW 588,022 84,375,000 17.87%
4 Family Dollar Stores Inc 478,754 36,979,000 7.83%
5 HUDSON CITY BANCORP INC 3,610,200 35,091,000 7.43%
6 LORILLARD 550,000 32,950,000 6.98%
7 SIGMA ALDRICH 190,000 25,842,000 5.47%
8 Allergan plc 100,000 17,819,000 3.77%
9 DRESSER-RAND GROUP INC 110,506 9,090,000 1.92%
10 TIME WARNER INC NEW 300,000 1,245,000 0.26% Call
New Holding filing (0001132716-15-000017) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPUWARE CORP 3,660,359 38,836,000 33.75%
2 TIBCO SOFTWARE INC 1,489,460 35,196,000 30.58%
3 INTL RECTIFIER COR 500,000 19,620,000 17.05%
4 Safeway Inc - Safeway PDC LLC CVR 425,000 14,578,000 12.67%
5 Intl Game Technology 369,700 6,237,000 5.42%
6 SYSCO CORP 300,000 615,000 0.53% Call
New Holding filing (0001132716-15-000010) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COVIDIEN PLC 1,520,000 131,495,000 43.73%
2 PROTECTIVE LIFE CO 1,644,279 114,129,000 37.96%
3 BALLY TECHNOLOGIES 296,942 23,963,000 7.97%
4 FOSTER WHEELER LIMITED 621,044 19,637,000 6.53%
5 ROCKWOOD HOLDINGS INC 150,000 11,468,000 3.81%
New Holding filing (0001132716-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCUR TECHNOLOGIE 499,682 63,370,000 37.56%
2 CONCUR TECHNOLOGIES INC 43,000,000 56,169,000 33.29% PRN
3 TW TELECOM INC 880,917 36,655,000 21.73%
4 KINDER MORGAN MANAGEMENT LLC 133,040 12,526,000 7.42%