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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 134 Institutional holders with a total value of $252,980,341.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 7,273,036 35,420,000 14.00%
2 BlackRock Fund Advisors 5,424,865 26,419,000 10.44%
3 BlackRock Institutional Trust Company, N.A. 4,086,106 19,899,000 7.87%
4 REAL ESTATE MANAGEMENT SERVICES LLC 3,735,344 18,191,000 7.19%
5 NORTHERN TRUST CORP 3,073,887 14,970,000 5.92%
6 STATE STREET CORP 2,638,407 12,853,000 5.08%
7 Global X Management CO LLC 2,452,708 11,945,000 4.72%
8 Senvest Management, LLC 2,284,605 11,126,000 4.40%
9 PRUDENTIAL FINANCIAL INC 1,189,954 5,795,000 2.29%
10 RENAISSANCE TECHNOLOGIES LLC 1,185,595 5,774,000 2.28%
11 UBS AG 1,183,995 5,766,000 2.28%
12 BEACH INVESTMENT COUNSEL INC/PA 947,221 4,613,000 1.82%
13 GEODE CAPITAL MANAGEMENT, LLC 934,277 4,549,000 1.80%
14 MORGAN STANLEY 864,704 4,210,000 1.66%
15 KMS FINANCIAL SERVICES, INC 857,299 4,175,000 1.65%
16 Omega Advisors Inc. 800,000 3,896,000 1.54%
17 Bank of New York Mellon Corp 620,110 3,019,000 1.19%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 560,141 2,728,000 1.08%
19 MILLENNIUM MANAGEMENT LLC 500,283 2,436,000 0.96%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 465,800 2,268,000 0.90%
21 GOLDMAN SACHS GROUP INC 444,544 2,165,000 0.86%
22 DEUTSCHE BANK AG\ 426,255 2,074,000 0.82%
23 BlackRock Investment Management, LLC 418,923 2,040,000 0.81%
24 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 356,562 1,737,000 0.69%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 352,131 1,715,000 0.68%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 352,251 1,715,000 0.68%
27 NORGES BANK 347,222 1,691,000 0.67%
28 LPL Financial LLC 337,150 1,645,000 0.65%
29 TWO SIGMA ADVISERS, LP 333,059 1,622,000 0.64%
30 GUGGENHEIM CAPITAL LLC 285,542 1,391,000 0.55%
31 VAN ECK ASSOCIATES CORP 283,874 1,382,000 0.55%
32 DALTON GREINER HARTMAN MAHER & CO 281,908 1,373,000 0.54%
33 CREDIT SUISSE AG/ 270,676 1,318,000 0.52%
34 AMERICAN INTERNATIONAL GROUP, INC. 269,673 1,313,308 0.52%
35 D. E. Shaw & Co., Inc. 258,639 1,260,000 0.50%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 255,766 1,246,000 0.49%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 238,427 1,161,000 0.46%
38 Beach Investment Management, LLC. 198,581 967,000 0.38%
39 Sterling Capital Management LLC 191,960 935,000 0.37%
40 ALLIANCEBERNSTEIN L.P. 185,105 901,000 0.36%
41 Invesco Ltd. 181,476 884,000 0.35%
42 TEACHERS ADVISORS, LLC 177,113 863,000 0.34%
43 Creative Planning 175,733 856,000 0.34%
44 EnTrustPermal Management LLC 164,378 801,000 0.32%
45 RHUMBLINE ADVISERS 160,946 784,000 0.31%
46 Phoenix Investment Adviser LLC 155,000 755,000 0.30%
47 WELLINGTON MANAGEMENT GROUP LLP 152,708 744,000 0.29%
48 MILLER VALUE PARTNERS, LLC 150,600 734,000 0.29%
49 Swiss National Bank 144,900 706,000 0.28%
50 HBK INVESTMENTS L P 140,990 687,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.