| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WALTER ENERGY INC COM | 8,520 | 20,000 | 0.00% | ||
| 2 | PARAGON SHIPPING INC | 8,100 | 32,000 | 0.00% | ||
| 3 | PEABODY ENERGY CORP | 8,467 | 105,000 | 0.01% | ||
| 4 | VERIZON COMMUNICATIONS INC | 100,000 | 153,000 | 0.01% | Put | |
| 5 | TRANSOCEAN LTD | 5,000 | 160,000 | 0.01% | ||
| 6 | * SANDRIDGE ENERGY INC COM | 41,400 | 178,000 | 0.02% | ||
| 7 | PAN AMERN SILVER CORP | 18,125 | 199,000 | 0.02% | ||
| 8 | R H | 20,000 | 200,000 | 0.02% | Put | |
| 9 | MICROSOFT CORP | 4,950 | 229,000 | 0.02% | ||
| 10 | FIFTH STR SR FLOATNG RATE CO | 20,000 | 236,000 | 0.02% | ||
| 11 | ECHOSTAR CORP CL A | 5,000 | 244,000 | 0.02% | ||
| 12 | JETBLUE AIRWAYS CORP | 25,000 | 266,000 | 0.02% | ||
| 13 | SONDE RESOURCE CORPNEW | 2,061,146 | 288,000 | 0.02% | ||
| 14 | CONSOL ENERGY INC | 8,100 | 307,000 | 0.03% | ||
| 15 | CALPINE CORP | 15,000 | 326,000 | 0.03% | ||
| 16 | GENERAL MTRS CO | 10,200 | 326,000 | 0.03% | ||
| 17 | TEEKAY CORPORATION | 5,000 | 332,000 | 0.03% | ||
| 18 | ROYAL BK CDA MONTREAL QUE | 450,000 | 349,000 | 0.03% | Put | |
| 19 | Wright Medical Conv Sr Notes | 519,000 | 515,000 | 0.04% | PRN | |
| 20 | NORTHERN DYNASTY MINERALS LTD COM | 1,520,000 | 831,000 | 0.07% | ||
| 21 | ENDEAVOUR INTL CORP COM NEW | 3,000,000 | 897,000 | 0.08% | ||
| 22 | VECTOR GROUP LTD | 1,500,000 | 1,678,000 | 0.14% | PRN | |
| 23 | DEPOMED INC NOTE 2.500 9/0 | 2,000,000 | 2,114,000 | 0.18% | PRN | |
| 24 | SPDR S&P 500 ETF TR | 1,100,000 | 2,910,000 | 0.25% | Put | |
| 25 | RICE ENERGY INCORPORATED | 125,000 | 3,325,000 | 0.28% | ||
| 26 | WORKDAY INC | 3,000,000 | 3,596,000 | 0.31% | PRN | |
| 27 | Energy XXI LTD | 375,000 | 4,256,000 | 0.36% | ||
| 28 | EXTREME NETWORKS INC | 949,227 | 4,547,000 | 0.39% | ||
| 29 | POWERSHARES QQQ TRUST | 1,850,000 | 4,835,000 | 0.41% | Put | |
| 30 | MOVE INC | 3,823,000 | 4,884,000 | 0.41% | PRN | |
| 31 | BALTIC TRADING LIMITED | 1,262,801 | 5,228,000 | 0.44% | ||
| 32 | INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERE | 5,000,000 | 5,241,000 | 0.44% | PRN | |
| 33 | MICRON TECHNOLOGY INC | 300,000 | 5,250,000 | 0.45% | Call | |
| 34 | SERVICESOURCE INTL INC | 10,882,000 | 8,298,000 | 0.70% | PRN | |
| 35 | ALTRA INDL MOTION CORP | 7,125,000 | 8,638,000 | 0.73% | PRN | |
| 36 | APOLLO COML REAL EST FIN INC | 10,000,000 | 9,963,000 | 0.85% | PRN | |
| 37 | VIPSHOP HLDGS LTD | 8,800,000 | 10,408,000 | 0.88% | PRN | |
| 38 | ROVI CORP | 10,528,000 | 10,594,000 | 0.90% | PRN | |
| 39 | MICRON TECHNOLOGY INC | 3,500,000 | 10,977,000 | 0.93% | PRN | |
| 40 | SHUTTERFLY INC | 10,885,000 | 11,252,000 | 0.95% | PRN | |
| 41 | SYNCHRONOSS TECHNOLOGIES INC | 10,500,000 | 11,681,000 | 0.99% | PRN | |
| 42 | NUVASIVE INC | 11,000,000 | 12,245,000 | 1.04% | PRN | |
| 43 | ALPHA NATURAL RESOURCES | 17,800,000 | 12,727,000 | 1.08% | PRN | |
| 44 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 11,310,000 | 12,752,000 | 1.08% | PRN | |
| 45 | VOLCANO CORPORATION | 13,285,000 | 13,086,000 | 1.11% | PRN | |
| 46 | PHOTRONICS INC | 8,500,000 | 13,460,000 | 1.14% | PRN | |
| 47 | CHIQUITA BRANDS INTL INC | 14,799,000 | 14,799,000 | 1.26% | PRN | |
| 48 | WEBMD HEALTH CORP | 15,350,000 | 15,484,000 | 1.31% | PRN | |
| 49 | AEGEAN MARINE PETE NETWORK I | 19,150,000 | 18,625,000 | 1.58% | PRN | |
| 50 | MICRON TECHNOLOGY INC | 560,900 | 19,216,000 | 1.63% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001133521-14-000046, filed 2014.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
