| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Private Advisor Group, LLC | 292,000 | 29,182,000 | 17.22% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 18,409,000 | 18,467,000 | 10.90% | PRN | |
| 3 | Invesco Ltd. | 15,598,000 | 15,598,000 | 9.21% | ||
| 4 | STEELHEAD PARTNERS LLC | 14,799,000 | 14,799,000 | 8.73% | PRN | |
| 5 | TENOR CAPITAL MANAGEMENT Co., L.P. | 13,795,000 | 13,910,000 | 8.21% | PRN | |
| 6 | CITADEL ADVISORS LLC | 12,250,000 | 12,276,000 | 7.24% | PRN | |
| 7 | LAZARD ASSET MANAGEMENT LLC | 12,246,000 | 12,246,000 | 7.23% | PRN | |
| 8 | AMERIPRISE FINANCIAL INC | 9,681,000 | 9,681,000 | 5.71% | PRN | |
| 9 | CI Global Investments Inc. | 9,552,000 | 9,552,000 | 5.64% | ||
| 10 | BARINGS LLC | 7,611,000 | 7,611,000 | 4.49% | PRN | |
| 11 | AVIVA PLC | 5,000,000 | 5,010,000 | 2.96% | PRN | |
| 12 | PROSPECTOR PARTNERS LLC | 5,000,000 | 5,000,000 | 2.95% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 3,550,000 | 3,550,000 | 2.10% | PRN | |
| 14 | Radcliffe Capital Management, L.P. | 3,000,000 | 3,007,000 | 1.77% | PRN | |
| 15 | DEUTSCHE BANK AG\ | 2,193,000 | 2,193,000 | 1.29% | PRN | |
| 16 | Bank of New York Mellon Corp | 1,500,000 | 1,503,000 | 0.89% | ||
| 17 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 1,400,000 | 1,409,000 | 0.83% | PRN | |
| 18 | DUPONT CAPITAL MANAGEMENT CORP | 1,210,000 | 1,210,000 | 0.71% | ||
| 19 | GOLDMAN SACHS GROUP INC | 1,025,000 | 1,029,000 | 0.61% | PRN | |
| 20 | VERTEX ONE ASSET MANAGEMENT INC. | 500,000 | 503,000 | 0.30% | ||
| 21 | LPL Financial LLC | 391,000 | 390,000 | 0.23% | ||
| 22 | NOMURA HOLDINGS INC | 381,000 | 380,000 | 0.22% | PRN | |
| 23 | SUNTRUST BANKS INC | 305,000 | 305,000 | 0.18% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 200,000 | 0.12% | PRN | |
| 25 | STIFEL FINANCIAL CORP | 143,000 | 143,000 | 0.08% | PRN | |
| 26 | MORGAN STANLEY | 118,000 | 118,000 | 0.07% | PRN | |
| 27 | WELLS FARGO & COMPANY/MN | 97,000 | 97,000 | 0.06% | PRN | |
| 28 | BARCLAYS PLC | 20,000 | 20,000 | 0.01% | PRN | |
| 29 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 20,000 | 19,987 | 0.01% | ||
| 30 | Concert Wealth Management Inc. | 15,000 | 15,000 | 0.01% | PRN | |
| 31 | Stifel Trust Company, N.A. | 10,000 | 10,000 | 0.01% | PRN | |
| 32 | NEXT Financial Group, Inc | 5,000 | 5,000 | 0.00% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 4,000 | 0.00% | ||
| 34 | Pinnacle Summer Investments, Inc. | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
