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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 VARIAN MED SYS INC 2,000 188 0.02%
52 TORCHMARK CORP COM 3,450 189 0.02%
53 EVERSOURCE ENERGY 3,800 192 0.02%
54 GENERAL MLS INC 3,400 192 0.02%
55 PRAXAIR INC 1,600 193 0.02%
56 TOTAL SYS SVCS INC 5,100 195 0.02%
57 STARWOOD WAYPOINT RESIDENTIAL 7,668 198 0.02%
58 NETAPP INC 5,700 202 0.02%
59 PROGRESSIVE CORP OHIO 7,600 207 0.02%
60 DTE ENERGY CO 2,600 210 0.02%
61 PROTHENA CORP PLC 5,500 210 0.02%
62 WindStream Corp (win) 29,100 215 0.02%
63 LANDS END INC NEW 6,348 228 0.03%
64 TECO ENERGY INC COM 11,800 229 0.03%
65 WALGREENS BOOTS ALLIANCE INC 2,700 229 0.03%
66 SMUCKER J M CO 2,000 231 0.03%
67 HERSHEY CO 2,300 232 0.03%
68 Altisource Residential Corp 11,657 243 0.03%
69 HYSTER YALE MATLS HANDLING I 3,392 249 0.03%
70 JOHNSON & JOHNSON 2,500 252 0.03%
71 Chubb Corporation 2,500 253 0.03%
72 URBAN OUTFITTERS INC 5,600 256 0.03%
73 CONAGRA BRANDS INC 7,200 263 0.03%
74 DARLING INGREDIENTS INC 19,284 270 0.03%
75 VANGUARD WORLD FDS 3,163 273 0.03%
76 AGL Resources Inc 5,600 278 0.03%
77 MARSH & MCLENNAN COS INC 5,000 280 0.03%
78 AUTOMATIC DATA PROCESSING IN 3,300 283 0.03%
79 MICRON TECHNOLOGY INC 10,575 287 0.03%
80 EQUITY RESIDENTIAL 3,700 288 0.03%
81 RADWARE LTD 14,070 294 0.03%
82 OWENS-ILLINOIS, INC. 12,671 295 0.03%
83 APARTMENT INVT & MGMT CO 7,500 295 0.03%
84 FMC 5,320 305 0.03%
85 CROWN CASTLE INTL CORP NEW 3,818 315 0.04%
86 Intuit Inc 1,261 315 0.04%
87 TARGET CORP 3,900 320 0.04%
88 CANADIAN PAC RY LTD 1,761 322 0.04%
89 MOTOROLA SOLUTIONS INC 4,890 326 0.04%
90 APPLE INC 2,623 326 0.04%
91 ENTERPRISE PRODS PARTNERS L 9,942 327 0.04%
92 CELANESE CORP DEL 5,850 327 0.04%
93 AMERICAN TOWER CORP NEW 3,494 329 0.04%
94 VOYA FINANCIAL INC 7,638 329 0.04%
95 LIBERTY GLOBAL PLC 6,619 330 0.04%
96 MONDELEZ INTL INC 9,160 331 0.04%
97 MICHAELS COS INC 12,221 331 0.04%
98 MASTERCARD INCORPORATED 3,834 331 0.04%
99 ALLY FINL INC 15,763 331 0.04%
100 CDW CORP 8,954 333 0.04%
Page 2 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES INC 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES INC 98,348 5,420 0.61%
49 ISHARES TR 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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