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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD TAX-MANAGED FDS 106,917 4,259 0.48%
52 PROSHARES TR II 156,022 4,205 0.47%
53 ISHARES TR 36,961 3,879 0.44%
54 ISHARES TR 35,706 3,681 0.41%
55 ISHARES TR 105,466 3,373 0.38%
56 Van Eck 156,418 3,147 0.35%
57 GUGGENHEIM FRONTIER MARKETS ETF 216,347 2,934 0.33%
58 SELECT SECTOR SPDR TR 40,058 2,904 0.33%
59 ISHARES MSCI SPAN CP ETF 60,755 2,113 0.24%
60 SIBANYE STILLWATER 191,664 1,635 0.18%
61 SELECT SECTOR SPDR TR 14,574 1,131 0.13%
62 SHIRE PLC 4,242 1,015 0.11%
63 KRAFT HEINZ CO COM 11,492 1,001 0.11%
64 MALLINCKRODT PUB LTD CO 7,407 938 0.11%
65 WHITEWAVE FOODS CO 20,192 895 0.10%
66 Adt Corp 19,636 815 0.09%
67 ISHARES TR 8,129 781 0.09%
68 ALLEGION PUB LTD CO 12,748 780 0.09%
69 Liberty Media Ser A 19,106 737 0.08%
70 ZOETIS INC 15,865 734 0.08%
71 BROOKFIELD PPTY PARTNERS L P 29,763 722 0.08%
72 NEWS CORP CL A 44,229 708 0.08%
73 CST BRANDS INC 15,817 693 0.08%
74 MURPHY USA INC COM 9,429 682 0.08%
75 NAVIENT 33,110 673 0.08%
76 ISHARES TR 26,731 625 0.07%
77 ABBVIE INC 9,966 583 0.07%
78 WP GLIMCHER IN COM 31,707 527 0.06%
79 ALLERGAN PLC 1,729 515 0.06%
80 SCIENCE APPLICATNS INTL CP N 9,936 510 0.06%
81 NOW INC 22,245 481 0.05%
82 VERISIGN INC 7,100 475 0.05%
83 COSTCO WHSL CORP NEW 3,100 470 0.05%
84 ONE GAS INC COM 10,878 470 0.05%
85 PLUM CREEK TIMBER 10,800 469 0.05%
86 HUDSON CITY BANCORP INC 44,500 466 0.05%
87 CIGNA CORPORATION 3,600 466 0.05%
88 AMERISOURCEBERGEN CORP 4,100 466 0.05%
89 CLOROX CO DEL 4,200 464 0.05%
90 DAVITA INC 5,700 463 0.05%
91 STERICYCLE INC 3,300 463 0.05%
92 MCCORMICK & CO INC 6,000 463 0.05%
93 HASBRO INC 7,300 462 0.05%
94 NORDSTROM INC 5,700 458 0.05%
95 PEOPLES UNITED FINANCIAL INC 30,100 458 0.05%
96 ALLSTATE CORP 6,400 455 0.05%
97 TRAVELERS COMPANIES INC 4,200 454 0.05%
98 LABORATORY CORP AMER HLDGS 3,600 454 0.05%
99 PAYCHEX INC 9,046 449 0.05%
100 MCDONALDS CORP 4,600 448 0.05%
Page 2 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 EGSHARES INDIA INFRA ETF 199,804 2,473 0.28%
2 MARKET VECTORS INDIA SC ETF 70,143 2,970 0.34%
3 ABBVIE INC 10,861 730 0.08%
4 AIRGAS INC 4,200 444 0.05%
5 AKAMAI TECHNOLOGIES INC 4,171 291 0.03%
6 ALLEGION PUB LTD CO 11,833 712 0.08%
7 ALLERGAN PLC 1,099 334 0.04%
8 ALLSTATE CORP 6,400 415 0.05%
9 ALLY FINL INC 14,559 327 0.04%
10 ALTISOURCE ASSET MGMT CORP 412 59 0.01%
11 ALTRIA GROUP INC 8,100 396 0.04%
12 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
13 AMERICAN INTL GROUP INC 5,526 342 0.04%
14 AMERICAN TOWER CORP NEW 3,419 319 0.04%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 AMERISOURCEBERGEN CORP 4,000 425 0.05%
17 APPLE INC 2,500 314 0.04%
18 ASSURANT INC 6,600 442 0.05%
19 AT&T INC 12,300 437 0.05%
20 AUTOMATIC DATA PROCESSING IN 3,300 265 0.03%
21 AUTOZONE INC 200 133 0.02%
22 AVALONBAY COMM 2,200 352 0.04%
23 AVERY DENNISON CORP 5,900 360 0.04%
24 Altisource Residential Corp 10,393 175 0.02%
25 BAIDU INC 166 33 0.00%
26 BANK NEW YORK MELLON CORP 7,481 314 0.04%
27 BARD C R INC 900 154 0.02%
28 BAXTER INTL INC 6,100 427 0.05%
29 BLACKHAWK NETWORK 10,169 419 0.05%
30 BOSTON PROPERTIES INC 700 85 0.01%
31 BROOKFIELD PPTY PARTNERS L P 33,094 730 0.08%
32 C H ROBINSON WORLDWIDE INC 6,027 376 0.04%
33 CANADIAN PAC RY LTD 1,789 287 0.03%
34 CARDINAL HEALTH INC 1,100 92 0.01%
35 CARNIVAL CORP 1,600 79 0.01%
36 CBS CORP NEW 5,350 297 0.03%
37 CDK GLOBAL INC 5,996 324 0.04%
38 CDW CORP 8,667 297 0.03%
39 CELANESE CORP DEL 4,821 347 0.04%
40 CHEETAH MOBILE INC 220,660 6,335 0.72%
41 CHENIERE ENERGY INC 4,216 292 0.03%
42 CIGNA CORPORATION 2,300 373 0.04%
43 CINCINNATI FINL CORP 3,400 171 0.02%
44 CISCO SYS INC 15,500 426 0.05%
45 CITIGROUPINC 5,948 329 0.04%
46 CIVEO CORP CDA 19,940 61 0.01%
47 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
48 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
49 CLAYMORE EXCHANGE TRD FD TR 53,154 1,675 0.19%
50 CLOROX CO DEL 4,300 447 0.05%
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