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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
201 SPDR SERIES TRUST 177,333 6,955 0.78%
202 SPDR SERIES TRUST 134,900 5,713 0.64%
203 SPIRIT AEROSYSTEMS HLDGS INC 6,784 354 0.04%
204 STARWOOD WAYPOINT RESIDENTIAL 7,668 198 0.02%
205 STERICYCLE INC 3,300 463 0.05%
206 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 2,398 48 0.01%
207 STRYKER CORP 1,600 148 0.02%
208 SYSCO CORP 11,000 415 0.05%
209 Sizmek Inc 6,008 44 0.00%
210 TARGET CORP 3,900 320 0.04%
211 TECO ENERGY INC COM 11,800 229 0.03%
212 THERMO FISHER SCIENTIFIC INC 2,642 355 0.04%
213 TORCHMARK CORP COM 3,450 189 0.02%
214 TOTAL SYS SVCS INC 5,100 195 0.02%
215 TRAVELERS COMPANIES INC 4,200 454 0.05%
216 Theravance Biopharma Inc 6,709 116 0.01%
217 UNITED PARCEL SERVICE INC 1,000 97 0.01%
218 UNITEDHEALTH GROUP INC 1,500 177 0.02%
219 URBAN OUTFITTERS INC 5,600 256 0.03%
220 US BANCORP DEL 600 26 0.00%
221 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
222 VANGUARD INDEX FDS 99,151 9,113 1.02%
223 VANGUARD INDEX FDS 130,606 14,007 1.57%
224 VANGUARD INDEX FDS 85,700 7,225 0.81%
225 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
226 VANGUARD MALVERN FDS 333,853 16,179 1.82%
227 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
228 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
229 VANGUARD TAX-MANAGED FDS 106,917 4,259 0.48%
230 VANGUARD WORLD FD 283,398 30,188 3.39%
231 VANGUARD WORLD FD 62,634 8,131 0.91%
232 VANGUARD WORLD FDS 3,163 273 0.03%
233 VARIAN MED SYS INC 2,000 188 0.02%
234 VENTAS INC 400 29 0.00%
235 VERISIGN INC 7,100 475 0.05%
236 VERIZON COMMUNICATIONS INC 8,200 399 0.04%
237 VISA INC 1,600 105 0.01%
238 VOYA FINANCIAL INC 7,638 329 0.04%
239 Van Eck 156,418 3,147 0.35%
240 WAL-MART STORES INC 5,200 428 0.05%
241 WALGREENS BOOTS ALLIANCE INC 2,700 229 0.03%
242 WHITEWAVE FOODS CO 20,192 895 0.10%
243 WHOLE FOODS MKT INC 1,700 89 0.01%
244 WILLIAMS COS INC DEL 6,913 350 0.04%
245 WISDOMTREE TR 505,189 27,846 3.13%
246 WISDOMTREE TR 85,559 5,659 0.64%
247 WP GLIMCHER IN COM 31,707 527 0.06%
248 Welltower Inc. 5,400 418 0.05%
249 WindStream Corp (win) 29,100 215 0.02%
250 XCEL ENERGY INC 5,000 174 0.02%
Page 5 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ENHANCED 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES INC 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES RUSSELL 1000 ETF 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES RUSSELL 3000 ETF 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES INC 98,348 5,420 0.61%
49 ISHARES TR 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
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