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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
201 VANGUARD WORLD FD 62,634 8,131 0.91%
202 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
203 WISDOMTREE TR 85,559 5,659 0.64%
204 VANGUARD INDEX FDS 85,700 7,225 0.81%
205 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
206 VANGUARD INDEX FDS 99,151 9,113 1.02%
207 ISHARES TR 105,466 3,373 0.38%
208 VANGUARD TAX-MANAGED FDS 106,917 4,259 0.48%
209 ISHARES TR 117,430 24,405 2.74%
210 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
211 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
212 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
213 VANGUARD INDEX FDS 130,606 14,007 1.57%
214 ISHARES TR 133,758 5,939 0.67%
215 SPDR SERIES TRUST 134,900 5,713 0.64%
216 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
217 SPDR INDEX SHS FDS 141,719 5,502 0.62%
218 ISHARES TR 149,093 6,202 0.70%
219 SPDR INDEX SHS FDS 154,940 6,934 0.78%
220 ISHARES TR 155,350 9,969 1.12%
221 PROSHARES TR II 156,022 4,205 0.47%
222 Van Eck 156,418 3,147 0.35%
223 SPDR SERIES TRUST 177,333 6,955 0.78%
224 ISHARES TR 180,056 19,927 2.24%
225 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
226 ISHARES 183,653 5,480 0.62%
227 SIBANYE STILLWATER 191,664 1,635 0.18%
228 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
229 ISHARES TR 203,320 13,012 1.46%
230 CLAYMORE ETF TRUST 2 GUGGENHEIM FRONTIER 216,347 2,934 0.33%
231 ISHARES TR 222,255 27,051 3.04%
232 GLOBAL X FDS 237,398 6,229 0.70%
233 ISHARES TR 251,633 28,039 3.15%
234 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
235 ISHARES 254,345 7,564 0.85%
236 ISHARES TR MSCI UK ETF NEW 263,623 4,748 0.53%
237 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
238 VANGUARD WORLD FD 283,398 30,188 3.39%
239 CHEETAH MOBILE INC 303,420 5,185 0.58%
240 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
241 MARKET VECTORS ETF TR 316,456 7,915 0.89%
242 VANGUARD MALVERN FDS 333,853 16,179 1.82%
243 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
244 ISHARES TR 364,400 22,811 2.56%
245 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
246 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
247 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
248 ISHARES TR 458,784 57,059 6.41%
249 WISDOMTREE TR 505,189 27,846 3.13%
250 ISHARES TR 515,906 57,678 6.48%
Page 5 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 446,188 55,711 6.32%
2 ISHARES 7-10 YEAR TREASURY BOND ETF 415,305 43,611 4.94%
3 ISHARES TR 362,987 40,135 4.55%
4 ISHARES TR 173,895 36,035 4.08%
5 PIMCO ETF TR 332,259 33,608 3.81%
6 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
7 VANGUARD WORLD FD 285,603 30,340 3.44%
8 ISHARES TR 256,655 29,700 3.37%
9 CLAYMORE ETF GUGGENHEIM ULTRA SHORT 565,814 28,336 3.21%
10 ISHARES TR 254,433 27,677 3.14%
11 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
12 WISDOMTREE TR 387,681 22,175 2.51%
13 ISHARES TR 373,300 21,334 2.42%
14 ISHARES TR 180,056 19,601 2.22%
15 AMERICAN TOWER CORP NEW 193,752 18,075 2.05%
16 INDEXIQ ETF TR 567,655 16,297 1.85%
17 VANGUARD MALVERN FDS 308,970 15,041 1.70%
18 PROSHARES TR II 570,174 14,112 1.60%
19 ISHARES 7-10 YEAR TREASURY BOND ETF 132,371 13,900 1.58%
20 VANGUARD INDEX FDS 127,506 13,646 1.55%
21 VANGUARD WORLD FD 118,652 13,049 1.48%
22 ISHARES TR 203,737 12,835 1.45%
23 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
24 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
25 ISHARES 20 YEAR TREASURY BOND ETF 82,850 9,732 1.10%
26 ISHARES TR 148,150 9,406 1.07%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
28 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
29 SPDR INDEX SHS FDS 201,684 9,084 1.03%
30 ISHARES TR 86,887 8,962 1.02%
31 VANGUARD INDEX FDS 98,250 8,899 1.01%
32 ISHARES TR 305,059 8,374 0.95%
33 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
34 ISHARES 247,187 7,235 0.82%
35 MARKET VECTORS ETF TR 294,118 7,165 0.81%
36 ISHARES TR 59,036 6,851 0.78%
37 SPDR SERIES TRUST 178,233 6,849 0.78%
38 ISHARES TR 55,235 6,848 0.78%
39 ISHARES TR 61,001 6,835 0.77%
40 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
41 VANGUARD INDEX FDS 90,100 6,730 0.76%
42 AMERICA MOVIL SAB DE CV 311,420 6,636 0.75%
43 GLOBAL X FDS 244,362 6,436 0.73%
44 CHEETAH MOBILE INC 220,660 6,335 0.72%
45 CLAYMORE EXCHANGE TRD FD TR 136,911 6,280 0.71%
46 ISHARES TR 149,507 5,756 0.65%
47 ProShares UltraShort Yen 59,877 5,520 0.63%
48 ISHARES 98,348 5,420 0.61%
49 ISHARES 234,061 5,346 0.61%
50 SPDR SERIES TRUST 139,300 5,334 0.60%
Page 1 of 6