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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 COCA COLA CO 3,500 137 0.02%
52 COLGATE PALMOLIVE CO 6,600 432 0.05%
53 CONAGRA BRANDS INC 7,200 315 0.04%
54 CONSOLIDATED EDISON INC 6,200 359 0.04%
55 COSTCO WHSL CORP NEW 3,100 419 0.05%
56 CROWN CASTLE INTL CORP NEW 3,868 311 0.04%
57 CST BRANDS INC 14,306 559 0.06%
58 Chubb Corporation 2,500 238 0.03%
59 D R HORTON INC 12,293 336 0.04%
60 DARDEN RESTAURANTS INC 1,500 107 0.01%
61 DARLING INGREDIENTS INC 19,546 287 0.03%
62 DAVITA INC 5,500 437 0.05%
63 DOLLAR GEN CORP NEW 100 8 0.00%
64 DOLLAR TREE INC 5,500 434 0.05%
65 DUKE ENERGY CORP NEW 1,800 127 0.01%
66 Dentsply Intl Inc 7,000 361 0.04%
67 E M C CORP MASS COM 300 8 0.00%
68 EBAY INC 6,000 361 0.04%
69 ELECTRONIC ARTS INC 200 13 0.00%
70 ENOVA INTL INC COM 6,139 115 0.01%
71 ENTERGY CORP NEW 5,000 353 0.04%
72 ENTERPRISE PRODS PARTNERS L 9,556 286 0.03%
73 EQT CORP 1,200 98 0.01%
74 ERA GROUP INC COM 3,961 81 0.01%
75 EVERSOURCE ENERGY 3,800 173 0.02%
76 EXPEDITORS INTL WASH INC 9,600 443 0.05%
77 EXPRESS SCRIPTS HLDG CO 500 44 0.00%
78 FACEBOOK INC 4,024 345 0.04%
79 FIAT CHRYSLER AUTOMOBILES N 21,024 305 0.03%
80 FLEETCOR TECHNOLOGIES INC 2,109 329 0.04%
81 FMC 5,417 285 0.03%
82 FOSSIL GROUP INC 1,900 132 0.01%
83 FTD GROUP INC 5,224 147 0.02%
84 GAMESTOP CORP NEW 5,200 223 0.03%
85 GENERAL MLS INC 6,000 334 0.04%
86 GENERAL MTRS CO 9,229 308 0.03%
87 GLOBAL X FDS 244,362 6,436 0.73%
88 HALYARD HEALTH INC 8,642 350 0.04%
89 HARRIS CORP 900 69 0.01%
90 HASBRO INC 5,800 434 0.05%
91 HCP INC 9,500 346 0.04%
92 HERSHEY CO 2,300 204 0.02%
93 HORIZON PHARMA PLC 11,143 387 0.04%
94 HOUGHTON MIFFLIN HARCOURT CO 13,713 346 0.04%
95 HUDSON CITY BANCORP INC 44,500 440 0.05%
96 INTERNATIONAL BUSINESS MACHS 2,400 390 0.04%
97 INTERPUBLIC GROUP COS INC 7,584 146 0.02%
98 INTUIT 1,200 121 0.01%
99 IQ Merger Arbitrage Etc 567,655 16,297 1.85%
100 ISHARES 183,653 5,120 0.58%
Page 2 of 6