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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
101 CDK GLOBAL INC 5,996 324 0.04%
102 ALLY FINL INC 14,559 327 0.04%
103 FLEETCOR TECHNOLOGIES INC 2,109 329 0.04%
104 CITIGROUPINC 5,948 329 0.04%
105 LIBERTY GLOBAL PLC 6,550 332 0.04%
106 JPMORGAN CHASE & CO 4,897 332 0.04%
107 VOYA FINANCIAL INC 7,166 333 0.04%
108 ALLERGAN PLC 1,099 334 0.04%
109 GENERAL MLS INC 6,000 334 0.04%
110 MONDELEZ INTL INC 8,133 335 0.04%
111 SPIRIT AEROSYSTEMS HLDGS INC 6,079 335 0.04%
112 D R HORTON INC 12,293 336 0.04%
113 NIKE INC 3,107 336 0.04%
114 M & T BK CORP 2,700 337 0.04%
115 AMERICAN INTL GROUP INC 5,526 342 0.04%
116 FACEBOOK INC 4,024 345 0.04%
117 HOUGHTON MIFFLIN HARCOURT CO 13,713 346 0.04%
118 HCP INC 9,500 346 0.04%
119 CELANESE CORP DEL 4,821 347 0.04%
120 HALYARD HEALTH INC 8,642 350 0.04%
121 AVALONBAY COMM 2,200 352 0.04%
122 ENTERGY CORP NEW 5,000 353 0.04%
123 CONSOLIDATED EDISON INC 6,200 359 0.04%
124 AVERY DENNISON CORP 5,900 360 0.04%
125 REPUBLIC SVCS INC 9,200 360 0.04%
126 EBAY INC 6,000 361 0.04%
127 Dentsply Intl Inc 7,000 361 0.04%
128 WAL-MART STORES INC 5,200 369 0.04%
129 KIMCO RLTY CORP 16,478 371 0.04%
130 MOTOROLA SOLUTIONS INC 6,500 373 0.04%
131 SOUTHERN CO 8,891 373 0.04%
132 CIGNA CORPORATION 2,300 373 0.04%
133 C H ROBINSON WORLDWIDE INC 6,027 376 0.04%
134 VERIZON COMMUNICATIONS INC 8,200 382 0.04%
135 HORIZON PHARMA PLC 11,143 387 0.04%
136 ROSS STORES INC 8,000 389 0.04%
137 INTERNATIONAL BUSINESS MACHS 2,400 390 0.04%
138 QUEST DIAGNOSTICS INC 5,400 392 0.04%
139 ZOETIS INC 8,200 395 0.04%
140 ALTRIA GROUP INC 8,100 396 0.04%
141 NOW INC 19,902 396 0.04%
142 XL Group plc 10,700 398 0.05%
143 TRAVELERS COMPANIES INC 4,200 406 0.05%
144 KIMBERLY CLARK CORP 3,900 413 0.05%
145 ONE GAS INC COM 9,723 414 0.05%
146 ALLSTATE CORP 6,400 415 0.05%
147 COSTCO WHSL CORP NEW 3,100 419 0.05%
148 BLACKHAWK NETWORK 10,169 419 0.05%
149 VERISIGN INC 6,800 420 0.05%
150 SYSCO CORP 11,700 422 0.05%
Page 3 of 6