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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
151 MERCK & CO INC 1,300 74 0.01%
152 MICHAEL KORS HLDGS LTD 2,100 88 0.01%
153 MICHAELS COS INC 11,982 322 0.04%
154 MONDELEZ INTL INC 8,133 335 0.04%
155 MONSANTO CO NEW 2,704 288 0.03%
156 MOODYS CORP 2,973 321 0.04%
157 MOTOROLA SOLUTIONS INC 6,500 373 0.04%
158 MURPHY USA INC COM 8,389 468 0.05%
159 NAVIENT 38,433 700 0.08%
160 NETAPP INC 5,700 180 0.02%
161 NEW MEDIA INVT GROUP INC COM 8,689 156 0.02%
162 NEW RESIDENTIAL INVT CORP COM NEW 36,834 561 0.06%
163 NEWS CORP CL A 48,821 712 0.08%
164 NIKE INC 3,107 336 0.04%
165 NORDSTROM INC 5,700 425 0.05%
166 NORTHSTAR ASSET 35,107 649 0.07%
167 NOW INC 19,902 396 0.04%
168 OFFICE DEPOT INC 35,164 305 0.03%
169 ONE GAS INC COM 9,723 414 0.05%
170 OWENS-ILLINOIS, INC. 12,589 289 0.03%
171 PATTERSON COS INC 9,000 438 0.05%
172 PAYCHEX INC 9,046 424 0.05%
173 PEOPLES UNITED FINANCIAL INC 27,900 452 0.05%
174 PERKINELMER INC 1,400 74 0.01%
175 PIMCO ETF TR 332,259 33,608 3.81%
176 PINNACLE WEST 2,400 137 0.02%
177 PLUM CREEK TIMBER 7,000 284 0.03%
178 POWERSHARES ETF TR II 821 30 0.00%
179 POWERSHS DB US DOLLAR INDEX 371,015 9,287 1.05%
180 PRAXAIR INC 1,600 191 0.02%
181 PRICELINE GRP INC 266 306 0.03%
182 PROCTER AND GAMBLE CO 900 70 0.01%
183 PROGRESSIVE CORP OHIO 7,600 212 0.02%
184 PROSHARES TR II 570,174 14,112 1.60%
185 PROTHENA CORP PLC 5,738 302 0.03%
186 Pandora Media Inc 17,766 276 0.03%
187 ProShares UltraShort Yen 59,877 5,520 0.63%
188 QUEST DIAGNOSTICS INC 5,400 392 0.04%
189 RADWARE LTD 7,428 165 0.02%
190 RAYONIER ADVANCED MATLS INC COM 7,803 127 0.01%
191 REPUBLIC SVCS INC 9,200 360 0.04%
192 ROSS STORES INC 8,000 389 0.04%
193 RR DONNELLEY & SONS CO 17,505 305 0.03%
194 SCANA 1,500 76 0.01%
195 SCIENCE APPLICATNS INTL CP N 8,539 451 0.05%
196 SELECT SECTOR SPDR TR 35,214 2,620 0.30%
197 SELECT SECTOR SPDR TR 276,667 6,745 0.76%
198 SELECT SECTOR SPDR TR 12,319 926 0.10%
199 SELECT SECTOR SPDR TR 171,300 9,260 1.05%
200 SELECT SECTOR SPDR TR 106,399 8,137 0.92%
Page 4 of 6