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Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001133639-15-000030) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 515,906 57,678 6.48%
2 ISHARES TR 458,784 57,059 6.41%
3 PIMCO ETF TR 539,315 54,551 6.13%
4 VANGUARD SCOTTSDALE FDS 425,900 40,075 4.50%
5 CLAYMORE ETF GUGGENHEIM ENHANCED 659,122 32,996 3.71%
6 VANGUARD WORLD FD 283,398 30,188 3.39%
7 ISHARES TR 251,633 28,039 3.15%
8 VANGUARD BD INDEX FDS 336,083 28,019 3.15%
9 WISDOMTREE TR 505,189 27,846 3.13%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 253,803 27,510 3.09%
11 ISHARES TR 222,255 27,051 3.04%
12 ISHARES TR 117,430 24,405 2.74%
13 ISHARES TR 364,400 22,811 2.56%
14 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 180,056 19,927 2.24%
15 AMERICAN TOWER CORP NEW 193,752 18,242 2.05%
16 IQ Merger Arbitrage Etc 567,655 16,371 1.84%
17 VANGUARD MALVERN FDS 333,853 16,179 1.82%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 130,371 14,131 1.59%
19 VANGUARD INDEX FDS 130,606 14,007 1.57%
20 ISHARES TR 203,320 13,012 1.46%
21 CLAYMORE EXCHANGE TRD FD TR 439,669 11,906 1.34%
22 VANGUARD LONG TERM BOND ETF 119,200 11,481 1.29%
23 VANGUARD SCOTTSDALE FDS 130,100 11,410 1.28%
24 SELECT SECTOR SPDR TR 180,612 10,073 1.13%
25 ISHARES 20 YEAR TREASURY BOND ETF 76,850 10,044 1.13%
26 ISHARES TR 155,350 9,969 1.12%
27 POWERSHS DB US DOLLAR INDEX 371,015 9,609 1.08%
28 VANGUARD INDEX FDS 99,151 9,113 1.02%
29 VANGUARD WORLD FD 62,634 8,131 0.91%
30 MARKET VECTORS ETF TR 316,456 7,915 0.89%
31 ISHARES INC 254,345 7,564 0.85%
32 VANGUARD INDEX FDS 85,700 7,225 0.81%
33 SELECT SECTOR SPDR TR 94,714 7,137 0.80%
34 ISHARES RUSSELL 3000 ETF 56,635 7,014 0.79%
35 ISHARES RUSSELL 1000 ETF 60,436 7,002 0.79%
36 SPDR SERIES TRUST 177,333 6,955 0.78%
37 SPDR INDEX SHS FDS 154,940 6,934 0.78%
38 SELECT SECTOR SPDR TR 276,667 6,670 0.75%
39 CLAYMORE EXCHANGE TRD FD TR 136,911 6,505 0.73%
40 AMERICA MOVIL SAB DE CV 309,100 6,324 0.71%
41 GLOBAL X FDS 237,398 6,229 0.70%
42 ISHARES TR 149,093 6,202 0.70%
43 ISHARES TR 133,758 5,939 0.67%
44 SPDR SERIES TRUST 134,900 5,713 0.64%
45 WISDOMTREE TR 85,559 5,659 0.64%
46 SPDR INDEX SHS FDS 141,719 5,502 0.62%
47 ISHARES 183,653 5,480 0.62%
48 ProShares UltraShort Yen 59,877 5,324 0.60%
49 CHEETAH MOBILE INC 303,420 5,185 0.58%
50 ISHARES TR MSCI UTD KNGDM 263,623 4,748 0.53%
Page 1 of 6
Restatement filing (0001133639-15-000031) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
201 SHIRE PLC 3,840 927 0.11%
202 SIBANYE STILLWATER 172,392 1,112 0.13%
203 SILVER BAY RLTY TR CORP 6,707 109 0.01%
204 SIMON PPTY GROUP INC NEW 1,500 260 0.03%
205 SMUCKER J M CO 2,000 217 0.02%
206 SOUTHERN CO 8,891 373 0.04%
207 SPDR INDEX SHS FDS 141,719 5,305 0.60%
208 SPDR INDEX SHS FDS 201,684 9,084 1.03%
209 SPDR SERIES TRUST 178,233 6,849 0.78%
210 SPDR SERIES TRUST 139,300 5,334 0.60%
211 SPIRIT AEROSYSTEMS HLDGS INC 6,079 335 0.04%
212 STARWOOD WAYPOINT RESIDENTIAL 7,027 167 0.02%
213 STERICYCLE INC 3,300 442 0.05%
214 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 2,244 74 0.01%
215 STRYKER CORP 1,600 153 0.02%
216 SUNTRUST BKS INC 800 34 0.00%
217 SYSCO CORP 11,700 422 0.05%
218 TARGET CORP 3,900 318 0.04%
219 TIME INC NEW 20,283 467 0.05%
220 TIMKENSTEEL CORPORATION COM 8,366 226 0.03%
221 TORCHMARK CORP COM 7,750 451 0.05%
222 TOTAL SYS SVCS INC 7,100 297 0.03%
223 TRAVELERS COMPANIES INC 4,200 406 0.05%
224 Tekmira Pharmaceuticals Corp. 20,291 241 0.03%
225 Tribune Publishing Co 4,742 74 0.01%
226 UNITED PARCEL SERVICE INC 4,500 436 0.05%
227 URBAN OUTFITTERS INC 5,600 196 0.02%
228 US BANCORP DEL 600 26 0.00%
229 VALEANT PHARMACEUTICALS INTL 1,442 320 0.04%
230 VANGUARD BD INDEX FDS 340,383 27,660 3.14%
231 VANGUARD INDEX FDS 127,506 13,646 1.55%
232 VANGUARD INDEX FDS 98,250 8,899 1.01%
233 VANGUARD INDEX FDS 90,100 6,730 0.76%
234 VANGUARD LONG TERM BOND ETF 122,100 10,697 1.21%
235 VANGUARD MALVERN FDS 308,970 15,041 1.70%
236 VANGUARD SCOTTSDALE FDS 386,000 32,930 3.73%
237 VANGUARD SCOTTSDALE FDS 125,300 10,688 1.21%
238 VANGUARD TAX-MANAGED FDS 102,317 4,057 0.46%
239 VANGUARD WORLD FD 285,603 30,340 3.44%
240 VANGUARD WORLD FD 118,652 13,049 1.48%
241 VANGUARD WORLD FDS 9,213 801 0.09%
242 VARIAN MED SYS INC 3,300 278 0.03%
243 VERISIGN INC 6,800 420 0.05%
244 VERITIV CORP 3,267 119 0.01%
245 VERIZON COMMUNICATIONS INC 8,200 382 0.04%
246 VISA INC 1,600 107 0.01%
247 VOYA FINANCIAL INC 7,166 333 0.04%
248 WAL-MART STORES INC 5,200 369 0.04%
249 WATERS CORP 3,400 436 0.05%
250 WHITEWAVE FOODS CO 15,644 765 0.09%
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